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Institutional Investment Manager
SHEAFF BROCK INVESTMENT ADVISORS, LLC
SHEAFF BROCK INVESTMENT ADVISORS, LLC (CIK: 0001666789). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 610 holdings with a total value of $790,568,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 HARLEY DAVIDSON INC 5,889 344,000 0.04%
252 NEW YORK CMNTY BANCORP INC 21,704 345,000 0.04%
253 WELLS FARGO INCOME OPPORTUNI 40,651 345,000 0.04%
254 LAMB WESTON HLDGS INC COM 9,110 345,000 0.04%
255 MCCORMICK & CO INC 3,705 346,000 0.04%
256 INTUIT 3,027 347,000 0.04%
257 CHIPOTLE MEXICAN GRILL INC 920 347,000 0.04%
258 SEAGATE TECHNOLOGY PLC 9,160 350,000 0.04%
259 VENTAS INC 5,613 351,000 0.04%
260 VANGUARD SCOTTSDALE FDS 4,419 351,000 0.04%
261 SELECT SECTOR SPDR TR 4,386 357,000 0.05%
262 TRANSMONTAIGNE PARTNERS L P 8,100 359,000 0.05%
263 DIAMONDBACK ENERGY INC 3,550 359,000 0.05%
264 NUVEEN S&P 500 BUY-WRITE INC 28,286 360,000 0.05%
265 FREEPORT-MCMORAN INC 27,266 360,000 0.05%
266 ISHARES TR 1,374 365,000 0.05%
267 CSX CORP 10,177 366,000 0.05%
268 YUM CHINA HLDGS INC 14,037 367,000 0.05%
269 PROSHARES TR 4,000 370,000 0.05%
270 GENUINE PARTS CO 3,896 372,000 0.05%
271 HAWAIIAN ELEC INDUSTRIES COM 11,269 373,000 0.05%
272 ADVANTAGE OIL & GAS LTD 55,400 374,000 0.05%
273 CEDAR FAIR L P 5,822 374,000 0.05% PRN
274 EATON VANCE ENHANCED EQ INC 30,139 374,000 0.05%
275 ISHARES INC 18,663 378,000 0.05%
276 GAMESTOP CORP NEW 14,986 379,000 0.05%
277 ATHENA HEALTH INC. 3,607 379,000 0.05%
278 SELECT SECTOR SPDR TR 7,688 382,000 0.05%
279 MCEWEN MINING INC COM 131,495 383,000 0.05%
280 BLACKROCK CORPOR HI YLD FD I 35,740 387,000 0.05%
281 CHIMERA INVT CORP 22,779 388,000 0.05%
282 ZIONS BANCORPORATION 9,043 389,000 0.05%
283 Aaron's Inc 12,180 390,000 0.05%
284 OMEGA HEALTHCARE INVS INC 12,538 392,000 0.05%
285 IONIS PHARMACEUTICALS INC COM 8,214 393,000 0.05%
286 CIGNA CORPORATION 2,979 397,000 0.05%
287 FISERV INC 3,750 399,000 0.05%
288 NUVEEN CR STRATEGIES INCOME FD COM SHS 45,111 399,000 0.05%
289 PROSHARES TR 10,000 399,000 0.05%
290 SELECT SECTOR SPDR TR 17,392 404,000 0.05%
291 WELLTOWER INC 6,064 406,000 0.05%
292 NAVIENT 24,790 407,000 0.05%
293 ISHARES TR 13,800 408,000 0.05%
294 PEOPLES UNITED FINANCIAL INC 21,325 413,000 0.05%
295 TD AMERITRADE HLDG CORP 9,468 413,000 0.05%
296 PUTNAM MANAGED MUN INCOME TR 58,700 415,000 0.05%
297 NUVEEN PREFERRED SECURITIES 44,553 415,000 0.05%
298 D R HORTON INC 15,210 416,000 0.05%
299 BUCKEYE PARTNERS L P 6,296 417,000 0.05%
300 WILLIAMS PARTNERS L P NEW 10,972 417,000 0.05%
Page 6 of 13

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-17-000039, filed 2017.01.24).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.