| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO | 5,195,244 | 45,978,000 | 12.98% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,618,747 | 32,026,000 | 9.04% | ||
| 3 | MORGAN STANLEY | 2,983,444 | 26,403,000 | 7.45% | ||
| 4 | PRIVATE MANAGEMENT GROUP INC | 2,265,311 | 20,048,000 | 5.66% | ||
| 5 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,047,768 | 18,123,000 | 5.11% | ||
| 6 | COHEN & STEERS, INC. | 1,990,795 | 17,619,000 | 4.97% | ||
| 7 | Invesco Ltd. | 1,848,034 | 16,355,000 | 4.62% | ||
| 8 | Hilton Capital Management, LLC | 1,668,320 | 14,765,000 | 4.17% | PRN | |
| 9 | GUGGENHEIM CAPITAL LLC | 1,408,607 | 12,466,000 | 3.52% | ||
| 10 | WELLS FARGO & COMPANY/MN | 1,403,084 | 12,417,000 | 3.50% | ||
| 11 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,133,867 | 10,035,000 | 2.83% | ||
| 12 | UBS Group AG | 1,087,847 | 9,627,000 | 2.72% | ||
| 13 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,010,121 | 8,940,000 | 2.52% | ||
| 14 | ROYAL BANK OF CANADA | 999,655 | 8,847,000 | 2.50% | ||
| 15 | EATON VANCE MANAGEMENT | 952,498 | 8,430,000 | 2.38% | ||
| 16 | Westchester Capital Management, LLC | 667,590 | 5,908,000 | 1.67% | ||
| 17 | WESCAP MANAGEMENT GROUP, INC. | 626,087 | 5,541,000 | 1.56% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 602,398 | 5,331,000 | 1.50% | ||
| 19 | STIFEL FINANCIAL CORP | 594,641 | 5,274,000 | 1.49% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 528,912 | 4,681,000 | 1.32% | ||
| 21 | Tortoise Investment Management, LLC | 506,738 | 4,485,000 | 1.27% | ||
| 22 | Advisors Asset Management, Inc. | 459,047 | 4,063,000 | 1.15% | ||
| 23 | 1832 Asset Management L.P. | 400,000 | 3,540,000 | 1.00% | ||
| 24 | JANUS HENDERSON GROUP PLC | 331,200 | 2,931,000 | 0.83% | ||
| 25 | BANK OF AMERICA CORP /DE/ | 307,697 | 2,723,000 | 0.77% | ||
| 26 | ZAZOVE ASSOCIATES LLC | 303,805 | 2,689,000 | 0.76% | ||
| 27 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 294,285 | 2,604,000 | 0.73% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 279,872 | 2,477,000 | 0.70% | ||
| 29 | DUBUQUE BANK & TRUST CO | 262,725 | 2,325,000 | 0.66% | ||
| 30 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 257,652 | 2,282,000 | 0.64% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 249,840 | 2,211,000 | 0.62% | ||
| 32 | LPL Financial LLC | 221,604 | 1,983,000 | 0.56% | ||
| 33 | FIRST TRUST ADVISORS LP | 223,129 | 1,975,000 | 0.56% | ||
| 34 | Ionic Capital Management LLC | 202,291 | 1,790,000 | 0.51% | ||
| 35 | MILLENNIUM MANAGEMENT LLC | 198,704 | 1,759,000 | 0.50% | ||
| 36 | Roumell Asset Management, LLC | 179,440 | 1,588,000 | 0.45% | ||
| 37 | Oxbow Advisors, LLC | 168,757 | 1,494,000 | 0.42% | ||
| 38 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 160,253 | 1,418,000 | 0.40% | ||
| 39 | CREDIT SUISSE AG/ | 140,788 | 1,246,000 | 0.35% | ||
| 40 | Raymond James Financial Services Advisors, Inc. | 138,471 | 1,225,000 | 0.35% | ||
| 41 | BESSEMER GROUP INC | 126,600 | 1,120,000 | 0.32% | ||
| 42 | NWAM LLC | 124,955 | 1,106,000 | 0.31% | ||
| 43 | PROFICIO CAPITAL PARTNERS LLC | 124,000 | 1,097,000 | 0.31% | ||
| 44 | AMERIPRISE FINANCIAL INC | 120,017 | 1,062,000 | 0.30% | ||
| 45 | Edge Wealth Management LLC | 97,531 | 862,000 | 0.24% | ||
| 46 | Kohlberg Kravis Roberts & Co. L.P. | 84,784 | 750,000 | 0.21% | ||
| 47 | Shaker Financial Services, LLC | 79,500 | 704,000 | 0.20% | ||
| 48 | ADVISOR GROUP, INC. | 79,076 | 699,000 | 0.20% | ||
| 49 | Commonwealth Equity Services, Inc | 62,568 | 554,000 | 0.16% | ||
| 50 | COTTAGE STREET ADVISORS LLC | 62,298 | 551,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
