Dark
Light
System
Security
NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 153 Institutional holders with a total value of $220,456,920.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,826,132 35,621,000 16.16%
2 UBS Group AG 3,447,494 32,096,000 14.56%
3 WELLS FARGO & COMPANY/MN 2,062,994 19,206,000 8.71%
4 BESSEMER GROUP INC 1,481,399 13,792,000 6.26%
5 Invesco Ltd. 1,461,150 13,603,000 6.17%
6 BANK OF AMERICA CORP /DE/ 1,287,059 11,982,000 5.44%
7 LPL Financial LLC 1,170,428 11,061,000 5.02%
8 Commonwealth Equity Services, Inc 629,305 5,859,000 2.66%
9 CENTRAL TRUST Co 409,502 3,812,000 1.73%
10 FIRST FOUNDATION ADVISORS 395,600 3,683,000 1.67%
11 Kovack Advisors, Inc. 374,544 3,487,000 1.58%
12 Cambridge Investment Research Advisors, Inc. 369,637 3,441,000 1.56%
13 SIT INVESTMENT ASSOCIATES INC 350,447 3,263,000 1.48%
14 GREATMARK INVESTMENT PARTNERS, INC. 318,012 2,961,000 1.34%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 313,568 2,898,000 1.31%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 299,507 2,788,000 1.26%
17 Raymond James Financial Services Advisors, Inc. 249,798 2,326,000 1.06%
18 GENEOS WEALTH MANAGEMENT INC. 219,355 2,042,000 0.93%
19 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 209,305 1,943,000 0.88%
20 RAYMOND JAMES & ASSOCIATES 207,994 1,936,000 0.88%
21 IFC Holdings Incorporated/FL 207,074 1,922,000 0.87%
22 INVESTMENT CENTERS OF AMERICA INC 195,450 1,816,000 0.82%
23 Capital Investment Advisors, LLC 190,984 1,778,000 0.81%
24 MILLENNIUM MANAGEMENT LLC 183,009 1,704,000 0.77%
25 Oxbow Advisors, LLC 161,272 1,501,000 0.68%
26 FLAGSHIP HARBOR ADVISORS, LLC 154,144 1,442,000 0.65%
27 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 141,255 1,315,000 0.60%
28 ROYAL BANK OF CANADA 138,004 1,285,000 0.58%
29 WEDBUSH SECURITIES INC 129,978 1,210,000 0.55%
30 Arete Wealth Advisors, LLC 122,923 1,144,000 0.52%
31 NATIONAL PLANNING CORP 108,054 1,046,000 0.47%
32 Squarepoint Ops LLC 112,014 1,043,000 0.47%
33 First Allied Advisory Services, Inc. 108,539 1,011,000 0.46%
34 GUGGENHEIM CAPITAL LLC 97,140 904,000 0.41%
35 Fiera Capital Corp 97,124 904,000 0.41%
36 IFP ADVISORS, INC 93,953 875,000 0.40%
37 ADVISOR GROUP, INC. 91,977 857,000 0.39%
38 Quinn Opportunity Partners LLC 87,638 816,000 0.37%
39 Prospera Financial Services Inc 86,450 811,000 0.37%
40 JANUS HENDERSON INVESTORS US LLC 80,700 751,000 0.34%
41 Sigma Planning Corp 80,031 745,000 0.34%
42 Horizon Kinetics LLC 75,742 705,000 0.32%
43 MSI Financial Services Inc 69,083 643,000 0.29%
44 LIDO ADVISORS, LLC 68,175 635,000 0.29%
45 BRUDERMAN ASSET MANAGEMENT, LLC 67,953 633,000 0.29%
46 PROFICIO CAPITAL PARTNERS LLC 63,097 587,000 0.27%
47 STIFEL FINANCIAL CORP 62,385 583,000 0.26%
48 United Asset Strategies, Inc. 61,710 575,000 0.26%
49 Cetera Advisor Networks LLC 57,553 538,000 0.24%
50 Mariner, LLC 57,611 536,000 0.24%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.