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Institutional Investment Manager
SEVENBRIDGE FINANCIAL GROUP, LLC
SEVENBRIDGE FINANCIAL GROUP, LLC (CIK: 0001673954). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 672 holdings with a total value of $137,701,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 7 0 0.00%
2 UNILIFE CORP NEW 103 0 0.00%
3 CALIFORNIA RES CORP 6 0 0.00%
4 TRANSOCEAN LTD 5 0 0.00%
5 ECLIPSE RES CORP COM 50 0 0.00%
6 APPLE INC 4 0 0.00%
7 VERITIV CORP 8 0 0.00%
8 IAMGOLD CORP 100 0 0.00%
9 Petrosonic Energy Inc 200 0 0.00%
10 Horne International Inc 200 0 0.00%
11 PJT PARTNERS INC 3 0 0.00%
12 WPX ENERGY INC 33 0 0.00%
13 STAPLES INC 30 0 0.00%
14 DELL TECHNOLOGIES INC 0 0 0.00% Call
15 Far East Energy Corp 200 0 0.00%
16 WESTPORT FUEL SYSTEMS INC 300 0 0.00%
17 CARE CAP PPTYS INC 11 0 0.00%
18 INTEL CORP 7 0 0.00%
19 APTOSE BIOSCIENCES INC 1 0 0.00%
20 Adia Nutrition Inc 45,000 0 0.00%
21 SPDR SERIES TRUST 8 0 0.00%
22 Esc Seventy Seven 21 0 0.00%
23 ASCENA RETAIL GROUP INC COM 36 0 0.00%
24 OCEAN RIG 10 0 0.00%
25 BANCO SANTANDER SA 87 0 0.00%
26 FRONTIER COMMUNICATIONS CORP 18 0 0.00%
27 BEST BUY INC 12 0 0.00%
28 First Liberty Power Corp 1,000 0 0.00%
29 NORTEL NETWORKS 20 0 0.00%
30 PLUG POWER INC 100 0 0.00%
31 COHEN STEERS TOTAL RETURN 82 1,000 0.00%
32 RALPH LAUREN CORP 13 1,000 0.00%
33 TREVENA INC 125 1,000 0.00%
34 GOPRO INC 100 1,000 0.00%
35 CELLDEX THERAPEUTICS INC NEW 200 1,000 0.00%
36 Marvell Technology Group Ltd Call Opt 05/17 14.0 10 1,000 0.00% Call
37 Cypress Semiconductor Corp Call Opt 06/17 13.0 15 1,000 0.00% Call
38 ZIOPHARM ONCOLOGY INC 200 1,000 0.00%
39 ZWEIG FD 67 1,000 0.00%
40 Arena Pharmaceuticals, Inc 300 1,000 0.00%
41 TIDEWATER INC 1 1,000 0.00%
42 REVLON INC 30 1,000 0.00%
43 MACQUARIE GLOBAL INFRASTRUCT 59 1,000 0.00%
44 South32 Ltd American Depositary Shares Sponsored 60 1,000 0.00%
45 BANK AMER CORP 15 1,000 0.00%
46 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 119 1,000 0.00%
47 Orgenesis Inc 3,000 1,000 0.00%
48 HANESBRANDS INC 48 1,000 0.00%
49 CHESAPEAKE ENERGY CORP 100 1,000 0.00%
50 RESOURCE CAPITAL CORP N/C 5/29/18 30068N105 50 1,000 0.00%
Page 1 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001673954-17-000001, filed 2017.02.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.