| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,849,814 | 52,356,000 | 27.19% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,964,324 | 26,530,000 | 13.78% | ||
| 3 | Saba Capital Management, L.P. | 1,904,876 | 17,049,000 | 8.85% | ||
| 4 | UBS Group AG | 1,512,698 | 13,539,000 | 7.03% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 1,311,201 | 11,735,000 | 6.09% | ||
| 6 | 1607 Capital Partners, LLC | 1,294,735 | 11,588,000 | 6.02% | ||
| 7 | Advisors Asset Management, Inc. | 889,592 | 7,962,000 | 4.13% | ||
| 8 | MORGAN STANLEY | 724,645 | 6,486,000 | 3.37% | ||
| 9 | DESCHUTES PORTFOLIO STRATEGY, LLC | 629,400 | 5,633,000 | 2.93% | ||
| 10 | WELLS FARGO & COMPANY/MN | 546,197 | 4,888,000 | 2.54% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 477,913 | 4,277,000 | 2.22% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 443,890 | 3,973,000 | 2.06% | ||
| 13 | Vident Investment Advisory, LLC | 431,345 | 3,848,000 | 2.00% | ||
| 14 | Invesco Ltd. | 284,600 | 2,547,000 | 1.32% | ||
| 15 | COHEN & STEERS, INC. | 283,250 | 2,535,000 | 1.32% | ||
| 16 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 273,969 | 2,452,000 | 1.27% | ||
| 17 | DOLIVER ADVISORS, LP | 196,921 | 1,762,000 | 0.91% | ||
| 18 | Shaker Financial Services, LLC | 179,372 | 1,534,000 | 0.80% | ||
| 19 | BANK OF MONTREAL /CAN/ | 120,000 | 1,060,000 | 0.55% | ||
| 20 | Zuckerman Investment Group, LLC | 101,900 | 912,000 | 0.47% | ||
| 21 | AQR ARBITRAGE LLC | 89,973 | 805,000 | 0.42% | ||
| 22 | MARINER INVESTMENT GROUP LLC | 86,800 | 777,000 | 0.40% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 83,243 | 745,000 | 0.39% | ||
| 24 | OPPENHEIMER & CO INC | 73,972 | 662,000 | 0.34% | ||
| 25 | BRINKER CAPITAL INC | 70,832 | 634,000 | 0.33% | ||
| 26 | CITIGROUP INC | 69,804 | 625,000 | 0.32% | ||
| 27 | ROYAL BANK OF CANADA | 60,575 | 542,000 | 0.28% | ||
| 28 | Global Endowment Management, LP | 60,000 | 537,000 | 0.28% | ||
| 29 | Weiss Asset Management LP | 49,158 | 440,000 | 0.23% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 47,748 | 427,000 | 0.22% | ||
| 31 | Ancora Advisors LLC | 46,014 | 412,000 | 0.21% | ||
| 32 | Oxbow Advisors, LLC | 33,743 | 302,000 | 0.16% | ||
| 33 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 32,058 | 287,000 | 0.15% | ||
| 34 | GEODE CAPITAL MANAGEMENT, LLC | 29,399 | 263,000 | 0.14% | ||
| 35 | TWO SIGMA SECURITIES, LLC | 26,809 | 240,000 | 0.12% | ||
| 36 | TFS CAPITAL LLC | 24,462 | 219,000 | 0.11% | ||
| 37 | Janney Montgomery Scott LLC | 24,070 | 215,000 | 0.11% | ||
| 38 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,927 | 214,000 | 0.11% | ||
| 39 | Round Table Services, LLC | 23,900 | 214,000 | 0.11% | ||
| 40 | ROBINSON CAPITAL MANAGEMENT, LLC | 22,010 | 197,000 | 0.10% | ||
| 41 | STIFEL FINANCIAL CORP | 20,801 | 186,000 | 0.10% | ||
| 42 | CSS LLC/IL | 20,573 | 184,000 | 0.10% | ||
| 43 | ADVISOR GROUP, INC. | 17,600 | 158,000 | 0.08% | ||
| 44 | Raymond James Financial Services Advisors, Inc. | 17,305 | 155,000 | 0.08% | ||
| 45 | RAYMOND JAMES TRUST N.A. | 12,000 | 108,000 | 0.06% | ||
| 46 | WEDBUSH SECURITIES INC | 10,855 | 97,000 | 0.05% | ||
| 47 | Commonwealth Equity Services, Inc | 10,297 | 92,000 | 0.05% | ||
| 48 | BALDWIN WEALTH PARTNERS LLC/MA | 8,000 | 72,000 | 0.04% | ||
| 49 | Creative Planning | 3,000 | 27,000 | 0.01% | ||
| 50 | TRUST CO OF VERMONT | 2,500 | 22,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
