Dark
Light
System
Security
ZWEIG FD
ZWEIG FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 44 Institutional holders with a total value of $47,159,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 999,223 12,080,000 25.62%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 819,695 9,909,000 21.01%
3 ICON ADVISERS INC/CO 535,850 6,478,000 13.74%
4 CITIGROUP INC 271,617 3,273,000 6.94%
5 1607 Capital Partners, LLC 145,591 1,760,000 3.73%
6 CSS LLC/IL 132,749 1,605,000 3.40%
7 Alpine Global Management, LLC 115,754 1,395,000 2.96%
8 Shaker Financial Services, LLC 102,136 1,226,000 2.60%
9 Advisors Asset Management, Inc. 84,587 1,019,000 2.16%
10 CORNERSTONE ADVISORS INC 78,610 947,000 2.01%
11 GUGGENHEIM CAPITAL LLC 72,330 871,000 1.85%
12 WEDBUSH SECURITIES INC 71,748 867,000 1.84%
13 Ancora Advisors LLC 51,397 621,000 1.32%
14 First Allied Advisory Services, Inc. 50,341 609,000 1.29%
15 BANK OF AMERICA CORP /DE/ 43,160 522,000 1.11%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,354 522,000 1.11%
17 Invesco Ltd. 42,494 514,000 1.09%
18 DOLIVER ADVISORS, LP 36,838 445,000 0.94%
19 PREMIER FUND MANAGERS LTD 33,830 406,000 0.86%
20 PNC FINANCIAL SERVICES GROUP, INC. 30,449 369,000 0.78%
21 Thomas J. Herzfeld Advisors, Inc. 28,460 344,000 0.73%
22 Saba Capital Management, L.P. 20,000 241,000 0.51%
23 STRATEGIC INVESTMENT MANAGEMENT, LLC 17,000 205,000 0.43%
24 CLOUGH CAPITAL PARTNERS L P 15,800 191,000 0.41%
25 RAYMOND JAMES & ASSOCIATES 14,419 174,000 0.37%
26 LPL Financial LLC 10,478 127,000 0.27%
27 WELLS FARGO & COMPANY/MN 6,701 81,000 0.17%
28 MORGAN STANLEY 6,517 79,000 0.17%
29 Creative Planning 4,608 56,000 0.12%
30 NEXT Financial Group, Inc 3,375 41,000 0.09%
31 Gradient Investments LLC 2,496 30,000 0.06%
32 UBS Group AG 2,316 28,000 0.06%
33 D.A. DAVIDSON & CO. 1,875 22,000 0.05%
34 ADVISOR GROUP, INC. 1,770 21,000 0.04%
35 MSI Financial Services Inc 1,500 18,000 0.04%
36 HUNTINGTON NATIONAL BANK 1,382 17,000 0.04% PRN
37 BANK OF MONTREAL /CAN/ 978 11,000 0.02%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 937 11,000 0.02%
39 IFP ADVISORS, INC 748 9,000 0.02%
40 ROYAL BANK OF CANADA 515 6,000 0.01%
41 Focused Wealth Management, Inc 494 6,000 0.01%
42 Tower Research Capital LLC (TRC) 200 2,000 0.00%
43 SEVENBRIDGE FINANCIAL GROUP, LLC 67 1,000 0.00%
44 SEI INVESTMENTS CO 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.