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Aptose Biosciences Inc Com New
Aptose Biosciences Inc Com New. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 14 Institutional holders with a total value of $3,665,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,323,251 1,784,000 48.68%
2 Cormorant Asset Management, LP 990,579 1,377,000 37.57%
3 BAKER BROS. ADVISORS LP 258,311 359,000 9.80%
4 ROYAL BANK OF CANADA 32,468 45,000 1.23%
5 BANK OF MONTREAL /CAN/ 43,767 41,000 1.12%
6 TWO SIGMA SECURITIES, LLC 17,000 24,000 0.65%
7 JANE STREET GROUP, LLC 10,719 15,000 0.41%
8 MORGAN STANLEY 5,432 8,000 0.22%
9 BANK OF AMERICA CORP /DE/ 4,800 7,000 0.19%
10 Tower Research Capital LLC (TRC) 1,100 2,000 0.05%
11 UBS Group AG 1,384 2,000 0.05%
12 DEUTSCHE BANK AG\ 1,301 1,000 0.03%
13 CITIGROUP INC 2 0 0.00%
14 SEVENBRIDGE FINANCIAL GROUP, LLC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.