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Institutional Investment Manager
CARNICK & KUBIK GROUP, LLC
CARNICK & KUBIK GROUP, LLC (CIK: 0001682266). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 211 holdings with a total value of $252,100,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 NUVEEN MUNICIPAL CREDIT INC 13,077 185,000 0.07%
202 NUVEEN AMT FREE QLTY MUN INC 13,685 183,000 0.07%
203 S&W SEED CO 39,566 182,000 0.07%
204 MORGAN STANLEY EMER MKTS DEB 19,766 180,000 0.07%
205 NUVEEN AMT FREE MUN CR INC F 12,318 178,000 0.07%
206 BARRICK GOLD CORP 10,170 163,000 0.06%
207 NUVEEN MUN VALUE FD INC 16,865 161,000 0.06%
208 NUVEEN FLTNG RTE INCM OPP FD 12,519 153,000 0.06%
209 GLOBAL X FDS 11,290 131,000 0.05%
210 AMPIO PHARMACEUTICALS INC 140,567 127,000 0.05%
211 EATON VANCE TAX MANAGED DIVE 10,050 104,000 0.04%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000510, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.