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NUVEEN FLTNG RTE INCM OPP FD
NUVEEN FLTNG RTE INCM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 62 Institutional holders with a total value of $97,816,190.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 1,584,329 19,313,000 19.74%
2 BANK OF AMERICA CORP /DE/ 1,130,332 13,779,000 14.09%
3 GUGGENHEIM CAPITAL LLC 811,955 9,898,000 10.12%
4 Invesco Ltd. 554,088 6,755,000 6.91%
5 MORGAN STANLEY 401,040 4,888,000 5.00%
6 Gradient Investments LLC 393,519 4,797,000 4.90%
7 EATON VANCE MANAGEMENT 269,352 3,283,000 3.36%
8 FIRST FOUNDATION ADVISORS 266,651 3,250,000 3.32%
9 WELLS FARGO & COMPANY/MN 252,741 3,081,000 3.15%
10 Advisors Asset Management, Inc. 199,085 2,427,000 2.48%
11 Capital Investment Advisors, LLC 172,972 2,109,000 2.16%
12 LPL Financial LLC 153,287 1,876,000 1.92%
13 COHEN & STEERS, INC. 135,244 1,649,000 1.69%
14 Stratos Wealth Partners, LTD. 124,555 1,518,000 1.55%
15 GENTRUST, LLC 117,195 1,429,000 1.46%
16 Kellner Capital, LLC 85,866 1,047,000 1.07%
17 ProVise Management Group, LLC 77,406 936,000 0.96%
18 Raymond James Financial Services Advisors, Inc. 71,885 876,000 0.90%
19 INVESTMENT CENTERS OF AMERICA INC 70,807 862,000 0.88%
20 FLAGSHIP HARBOR ADVISORS, LLC 69,771 837,000 0.86%
21 LLBH PRIVATE WEALTH MANAGEMENT, LLC 67,134 818,000 0.84%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 65,192 795,000 0.81%
23 Horizon Kinetics LLC 65,002 792,000 0.81%
24 CREDIT SUISSE AG/ 63,665 776,000 0.79%
25 Windsor Capital Management, LLC 62,975 767,000 0.78%
26 MILLENNIUM MANAGEMENT LLC 61,614 751,000 0.77%
27 Aviance Capital Partners, LLC 56,794 692,000 0.71%
28 AMERIPRISE FINANCIAL INC 56,163 685,000 0.70%
29 UBS Group AG 53,418 651,000 0.67%
30 Oxbow Advisors, LLC 43,497 530,000 0.54%
31 GENEOS WEALTH MANAGEMENT INC. 41,700 508,000 0.52%
32 PNC FINANCIAL SERVICES GROUP, INC. 40,883 498,000 0.51%
33 BELLWETHER INVESTMENT GROUP, LLC 40,806 497,000 0.51%
34 B. Riley Wealth Advisors, Inc. 34,707 424,000 0.43%
35 ROYAL BANK OF CANADA 30,877 376,000 0.38%
36 TELEMUS CAPITAL, LLC 29,140 355,000 0.36%
37 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 26,100 318,000 0.33%
38 Cambridge Investment Research Advisors, Inc. 23,952 292,000 0.30%
39 Sigma Planning Corp 22,014 268,000 0.27%
40 RAYMOND JAMES & ASSOCIATES 21,882 267,000 0.27%
41 Commonwealth Equity Services, Inc 20,493 250,000 0.26%
42 TIEMANN INVESTMENT ADVISORS, LLC 19,770 241,000 0.25%
43 D.A. DAVIDSON & CO. 18,474 225,000 0.23%
44 Carnegie Investment Counsel 13,500 165,000 0.17%
45 SHEETS SMITH WEALTH MANAGEMENT 13,400 163,000 0.17%
46 ADVISOR GROUP, INC. 12,752 155,000 0.16%
47 CARNICK & KUBIK GROUP, LLC 12,519 153,000 0.16%
48 FORTIS ADVISORS, LLC 11,998 146,000 0.15% PRN
49 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,400 139,000 0.14%
50 OPTIMUM INVESTMENT ADVISORS 10,000 122,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.