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Institutional Investment Manager
FLAGSHIP HARBOR ADVISORS, LLC
FLAGSHIP HARBOR ADVISORS, LLC (CIK: 0001691766). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 288 holdings with a total value of $231,730,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 WISDOMTREE TR 5,695 218,000 0.09%
252 ISHARES TR 1,195 217,000 0.09%
253 SKYWORKS SOLUTIONS INC 2,429 215,000 0.09%
254 ENERGY TRANSFER PRTNRS L P 5,996 215,000 0.09%
255 ISHARES 20 YEAR TREASURY BOND ETF 1,795 215,000 0.09%
256 SPDR INDEX SHS FDS 7,050 214,000 0.09%
257 POWERSHARES ETF TRUST 6,553 213,000 0.09%
258 ISHARES TR 8,322 213,000 0.09%
259 INVESCO VALUE MUN INCOME TR 14,423 213,000 0.09%
260 VANGUARD WORLD FD 2,038 213,000 0.09%
261 ISHARES TR 5,134 209,000 0.09%
262 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 7,139 208,000 0.09%
263 NUVEEN DOW 30 DYNAMIC OVERWR 13,452 205,000 0.09%
264 AMGEN INC 1,308 204,000 0.09%
265 ANNALY CAP MGMT INC 20,255 203,000 0.09%
266 SELECT SECTOR SPDR TR 3,219 203,000 0.09%
267 POWERSHARES ETF TRUST 8,217 203,000 0.09%
268 FIRST TR EXCHANGE TRADED FD 8,439 201,000 0.09%
269 ALLSTATE CORP 2,674 201,000 0.09%
270 PIMCO CORPORATE INCOME OPP 13,174 194,000 0.08%
271 EATON VANCE TX MNG BY WRT OP 12,565 190,000 0.08%
272 WESTERN ASSET MANAGED MUNS F 12,971 179,000 0.08%
273 REGIONS FINANCIAL CORP NEW 11,176 156,000 0.07%
274 NUVEEN ENERGY MLP TOTL RTRNF 10,601 144,000 0.06%
275 GAMCO GLOBAL GOLD NAT RES & 25,423 140,000 0.06%
276 WISDOMTREE INVTS INC 13,045 139,000 0.06%
277 CYS INVTS INC COM 15,600 123,000 0.05%
278 DHT HOLDINGS INC 28,080 122,000 0.05%
279 CALAMOS CONV OPPORTUNITIES & 11,287 119,000 0.05%
280 PIONEER MUN HIGH INCOME ADVA 10,054 112,000 0.05%
281 RELIV INTL INC 25,227 106,000 0.05%
282 FRONTIER COMMUNICATIONS CORP 29,384 99,000 0.04%
283 TEMPLETON GLOBAL INCOME FD 13,967 89,000 0.04%
284 SIRIUS XM HOLDINGS INC 14,982 69,000 0.03%
285 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 16,007 69,000 0.03%
286 WESTERN ASSET HIGH INCOME OP 12,391 62,000 0.03%
287 HARMONY GOLD MINING CO LTD 11,900 29,000 0.01%
288 SANOFI 27,891 13,000 0.01%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001221073-17-000063, filed 2017.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.