| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,988,980 | 25,849,000 | 13.13% | ||
| 2 | FRONTIER INVESTMENT MGMT CO | 1,905,958 | 12,351,000 | 6.27% | ||
| 3 | PRIVATE MANAGEMENT GROUP INC | 1,794,825 | 11,630,000 | 5.91% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,543,232 | 10,000,000 | 5.08% | ||
| 5 | CORNERSTONE FINANCIAL PARTNERS, LLC | 1,444,731 | 9,361,000 | 4.75% | ||
| 6 | Invesco Ltd. | 1,426,849 | 9,246,000 | 4.70% | ||
| 7 | MORGAN STANLEY | 1,305,931 | 8,462,000 | 4.30% | ||
| 8 | Evanson Asset Management, LLC | 1,090,526 | 7,067,000 | 3.59% | ||
| 9 | Commonwealth Equity Services, Inc | 1,066,518 | 6,911,000 | 3.51% | ||
| 10 | KELMAN-LAZAROV, INC. | 1,009,504 | 6,541,585 | 3.32% | ||
| 11 | INTEGRATED WEALTH COUNSEL, LLC | 781,554 | 5,064,000 | 2.57% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 746,330 | 4,836,000 | 2.46% | ||
| 13 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 726,338 | 4,707,000 | 2.39% | ||
| 14 | 1607 Capital Partners, LLC | 665,291 | 4,311,000 | 2.19% | ||
| 15 | RB CAPITAL MANAGEMENT, LLC | 640,367 | 4,150,000 | 2.11% | ||
| 16 | Pekin Hardy Strauss, Inc. | 634,843 | 4,114,000 | 2.09% | ||
| 17 | Windsor Capital Management, LLC | 617,955 | 4,004,000 | 2.03% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 573,589 | 3,716,000 | 1.89% | ||
| 19 | AMERIPRISE FINANCIAL INC | 456,570 | 2,955,000 | 1.50% | ||
| 20 | HighTower Advisors, LLC | 438,044 | 2,836,000 | 1.44% | ||
| 21 | Laurion Capital Management LP | 374,480 | 2,427,000 | 1.23% | ||
| 22 | JNBA Financial Advisors | 344,912 | 2,235,000 | 1.14% | ||
| 23 | THRIVENT FINANCIAL FOR LUTHERANS | 344,517 | 2,232,000 | 1.13% | ||
| 24 | Shaker Financial Services, LLC | 324,518 | 2,103,000 | 1.07% | ||
| 25 | GOULD ASSET MANAGEMENT LLC /CA/ | 323,661 | 2,097,000 | 1.06% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 318,065 | 2,061,000 | 1.05% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 282,667 | 1,832,000 | 0.93% | ||
| 28 | DOLIVER ADVISORS, LP | 267,607 | 1,734,000 | 0.88% | ||
| 29 | ASSETMARK, INC | 244,714 | 1,586,000 | 0.81% | ||
| 30 | LPL Financial LLC | 220,595 | 1,427,000 | 0.72% | ||
| 31 | EVERETT HARRIS & CO /CA/ | 209,326 | 1,356,000 | 0.69% | ||
| 32 | Fiera Capital Corp | 198,832 | 1,288,000 | 0.65% | ||
| 33 | SCOTIA CAPITAL INC. | 195,000 | 1,264,000 | 0.64% | ||
| 34 | Family Firm, Inc. | 186,926 | 1,211,000 | 0.62% | ||
| 35 | Arete Wealth Advisors, LLC | 173,653 | 1,125,000 | 0.57% | ||
| 36 | GIRARD SECURITIES, INC. | 173,347 | 1,123,000 | 0.57% | ||
| 37 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 172,986 | 1,121,000 | 0.57% | ||
| 38 | UBS Group AG | 147,422 | 956,000 | 0.49% | ||
| 39 | Orion Porfolio Solutions, LLC | 146,395 | 949,000 | 0.48% | ||
| 40 | ELGETHUN CAPITAL MANAGEMENT | 139,534 | 904,000 | 0.46% | ||
| 41 | GREATMARK INVESTMENT PARTNERS, INC. | 133,775 | 867,000 | 0.44% | ||
| 42 | HL FINANCIAL SERVICES LLC | 132,207 | 857,000 | 0.44% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 127,980 | 828,000 | 0.42% | ||
| 44 | ROYAL BANK OF CANADA | 110,783 | 718,000 | 0.36% | ||
| 45 | CARNICK & KUBIK GROUP, LLC | 108,400 | 702,000 | 0.36% | ||
| 46 | ADVISOR GROUP, INC. | 102,170 | 661,000 | 0.34% | ||
| 47 | DESCHUTES PORTFOLIO STRATEGY, LLC | 97,132 | 629,000 | 0.32% | ||
| 48 | OTA Financial Group L.P. | 96,483 | 625,000 | 0.32% | ||
| 49 | Rock Point Advisors, LLC | 87,511 | 567,000 | 0.29% | ||
| 50 | Marble Harbor Investment Counsel, LLC | 83,390 | 540,000 | 0.27% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
