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TOMPKINS FINL CORP COM
TOMPKINS FINL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 147 Institutional holders with a total value of $709,359,030.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,306,071 123,475,000 17.41%
2 BlackRock Fund Advisors 1,020,248 96,454,000 13.60%
3 FMR LLC 882,169 83,400,000 11.76%
4 DIMENSIONAL FUND ADVISORS LP 510,843 48,296,000 6.81%
5 TOMPKINS FINANCIAL CORP 508,816 48,103,000 6.78%
6 BlackRock Institutional Trust Company, N.A. 378,208 35,756,000 5.04%
7 STATE STREET CORP 326,003 30,821,000 4.34%
8 Bank of New York Mellon Corp 193,305 18,275,000 2.58%
9 NORTHERN TRUST CORP 177,450 16,776,000 2.36%
10 Boston Trust Walden Corp 148,024 13,995,000 1.97%
11 Invesco Ltd. 108,033 10,214,000 1.44%
12 GEODE CAPITAL MANAGEMENT, LLC 101,007 9,549,000 1.35%
13 PRINCIPAL FINANCIAL GROUP INC 92,938 8,786,000 1.24%
14 JPMORGAN CHASE & CO 87,811 8,302,000 1.17%
15 NORGES BANK 77,631 7,339,000 1.03%
16 BlackRock Investment Management, LLC 75,873 7,173,000 1.01%
17 RENAISSANCE TECHNOLOGIES LLC 70,400 6,656,000 0.94%
18 AMERIPRISE FINANCIAL INC 62,679 5,926,000 0.84%
19 W.G. Shaheen & Associates DBA Whitney & Co 60,942 5,761,000 0.81%
20 MORGAN STANLEY 56,688 5,358,000 0.76%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 56,077 5,302,000 0.75%
22 JOHN W. ROSENTHAL CAPITAL MANAGEMENT, INC. 51,099 4,831,000 0.68%
23 WADDELL & REED FINANCIAL INC 48,300 4,566,000 0.64%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 42,268 3,996,000 0.56%
25 NORDEA INVESTMENT MANAGEMENT AB 40,020 3,783,000 0.53%
26 Matarin Capital Management, LLC 34,200 3,233,268 0.46%
27 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 34,163 3,230,000 0.46%
28 WHEATLAND ADVISORS INC 31,857 3,012,000 0.42%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 29,921 2,829,000 0.40%
30 ALLIANCEBERNSTEIN L.P. 29,724 2,810,000 0.40%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 29,700 2,808,000 0.40%
32 PARAMETRIC PORTFOLIO ASSOCIATES LLC 27,429 2,593,000 0.37%
33 TEACHERS ADVISORS, LLC 27,093 2,561,000 0.36%
34 LOGAN CAPITAL MANAGEMENT INC 25,339 2,396,000 0.34%
35 CITIGROUP INC 24,989 2,363,000 0.33%
36 STRATEGIC FINANCIAL GROUP, LLC 24,611 2,327,000 0.33%
37 BlackRock Group LTD 24,028 2,271,000 0.32%
38 PRUDENTIAL FINANCIAL INC 23,922 2,262,000 0.32%
39 RHUMBLINE ADVISERS 23,555 2,227,000 0.31%
40 Legal & General Group Plc 22,568 2,135,000 0.30%
41 BOURNE STENSTROM LENT ASSET MANAGEMENT INC 21,650 2,047,000 0.29%
42 Swiss National Bank 21,100 1,995,000 0.28%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,724 1,959,000 0.28%
44 WELLS FARGO & COMPANY/MN 20,560 1,943,000 0.27%
45 QCI ASSET MANAGEMENT INC/NY 19,543 1,848,000 0.26%
46 NEW YORK STATE COMMON RETIREMENT FUND 19,257 1,821,000 0.26%
47 BANK OF AMERICA CORP /DE/ 18,692 1,767,000 0.25%
48 FIRST TRUST ADVISORS LP 17,042 1,611,000 0.23%
49 AQR CAPITAL MANAGEMENT LLC 16,898 1,598,000 0.23%
50 CANADA LIFE ASSURANCE Co 16,434 1,556,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.