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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 82 Institutional holders with a total value of $327,046,907.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,451,093 51,950,000 15.88%
2 BANC FUNDS CO LLC 1,170,453 41,902,000 12.81%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 907,410 32,485,000 9.93%
4 GOLDMAN SACHS GROUP INC 556,111 19,909,000 6.09%
5 BlackRock Fund Advisors 536,312 19,200,000 5.87%
6 VANGUARD GROUP INC 521,058 18,654,000 5.70%
7 Stieven Capital Advisors, L.P. 312,454 11,186,000 3.42%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 273,764 9,801,000 3.00%
9 STATE STREET CORP 273,460 9,790,000 2.99%
10 RENAISSANCE TECHNOLOGIES LLC 203,500 7,285,000 2.23%
11 JCSD Capital, LLC 200,000 7,160,000 2.19%
12 BlackRock Institutional Trust Company, N.A. 189,928 6,799,000 2.08%
13 NORTHERN TRUST CORP 176,581 6,321,000 1.93%
14 Perkins Investment Management, LLC 158,271 5,666,000 1.73%
15 DIMENSIONAL FUND ADVISORS LP 143,318 5,131,000 1.57%
16 GEODE CAPITAL MANAGEMENT, LLC 131,252 4,698,000 1.44%
17 PANAGORA ASSET MANAGEMENT INC 117,040 4,190,000 1.28%
18 AlphaOne Investment Services, LLC 107,566 3,851,000 1.18%
19 JPMORGAN CHASE & CO 85,969 3,078,000 0.94%
20 ENDEAVOUR CAPITAL ADVISORS INC 85,691 3,068,000 0.94%
21 ClariVest Asset Management LLC 80,397 2,875,000 0.88%
22 RAYMOND JAMES & ASSOCIATES 77,000 2,757,000 0.84%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 75,660 2,709,000 0.83%
24 Bank of New York Mellon Corp 70,784 2,534,000 0.77%
25 PRICE T ROWE ASSOCIATES INC /MD/ 68,246 2,443,000 0.75%
26 BlackRock Investment Management, LLC 67,958 2,433,000 0.74%
27 Granite Investment Partners, LLC 63,311 2,266,000 0.69%
28 CONTEXT BH CAPITAL MANAGEMENT, LP 62,932 2,253,000 0.69%
29 JOHN W. ROSENTHAL CAPITAL MANAGEMENT, INC. 60,000 2,148,000 0.66%
30 FJ Capital Management LLC 59,600 2,134,000 0.65%
31 KENNEDY CAPITAL MANAGEMENT LLC 52,840 1,892,000 0.58%
32 WELLS FARGO & COMPANY/MN 49,099 1,758,000 0.54%
33 Allianz Asset Management GmbH 48,470 1,735,000 0.53%
34 FIRST TRUST ADVISORS LP 47,864 1,714,000 0.52%
35 MORGAN STANLEY 47,350 1,695,000 0.52%
36 TEACHERS ADVISORS, LLC 34,883 1,249,000 0.38%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 33,446 1,197,000 0.37%
38 EMERALD MUTUAL FUND ADVISERS TRUST 32,124 1,150,000 0.35%
39 DEUTSCHE BANK AG\ 30,545 1,093,000 0.33%
40 RUSSELL INVESTMENTS GROUP, LTD. 28,228 1,000,000 0.31%
41 Swiss National Bank 27,531 986,000 0.30%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25,400 910,000 0.28%
43 LINCOLN NATIONAL CORP 24,288 870,000 0.27%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,401 802,000 0.25%
45 ALLIANCEBERNSTEIN L.P. 21,540 771,000 0.24%
46 TWO SIGMA INVESTMENTS, LP 19,759 707,000 0.22%
47 Nationwide Fund Advisors 18,742 671,000 0.21%
48 RHUMBLINE ADVISERS 17,611 630,000 0.19%
49 CITIGROUP INC 17,235 617,000 0.19%
50 NEW YORK STATE COMMON RETIREMENT FUND 15,812 566,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.