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Institutional Investment Manager
AE WEALTH MANAGEMENT LLC
AE WEALTH MANAGEMENT LLC (CIK: 0001697723). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 189 holdings with a total value of $246,887,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 CISCO SYS INC 34,487 1,042,000 0.42%
52 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 69,790 1,041,000 0.42%
53 OCCIDENTAL PETE CORP DEL 14,577 1,038,000 0.42%
54 ONEOK INC NEW 17,410 1,000,000 0.41%
55 VANGUARD INDEX FDS 8,644 997,000 0.40%
56 SPDR S&P 500 ETF TR 4,361 975,000 0.39%
57 VODAFONE GROUP PLC NEW 39,192 957,000 0.39%
58 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 8,818 954,000 0.39%
59 INTL PAPER CO 17,871 948,000 0.38%
60 BP PLC 25,189 942,000 0.38%
61 INTERNATIONAL BUSINESS MACHS 5,373 892,000 0.36%
62 DOW CHEM CO 15,485 886,000 0.36%
63 NAVIENT 53,345 876,000 0.35%
64 CF INDS HLDGS INC 27,707 872,000 0.35%
65 MOSAIC CO NEW 29,671 870,000 0.35%
66 PEOPLES UNITED FINANCIAL INC 44,855 868,000 0.35%
67 WILLIAMS COS INC DEL 27,857 867,000 0.35%
68 CATERPILLAR INC 9,336 866,000 0.35%
69 ENTERGY CORP NEW 11,710 860,000 0.35%
70 LILLY ELI & CO 11,660 858,000 0.35%
71 ISHARES TR 7,545 854,000 0.35%
72 EMERSON ELEC CO 15,095 842,000 0.34%
73 GENERAL MTRS CO 24,083 839,000 0.34%
74 SEAGATE TECHNOLOGY PLC 21,957 838,000 0.34%
75 SANOFI 20,575 832,000 0.34%
76 GALLAGHER ARTHUR J & CO 15,859 824,000 0.33%
77 EATON CORP PLC 12,226 820,000 0.33%
78 FIRSTENERGY CORP 26,341 816,000 0.33%
79 VANGUARD WORLD FDS 6,047 810,000 0.33%
80 BCE INC 18,715 809,000 0.33%
81 LUMEN TECHNOLOGIES INC 33,673 801,000 0.32%
82 FIRST TR EXCHANGE TRADED FD 16,615 801,000 0.32%
83 INVESCO LTD 26,228 796,000 0.32%
84 VANGUARD INDEX FDS 7,106 792,000 0.32%
85 FRONTIER COMMUNICATIONS CORP 233,760 790,000 0.32%
86 LYONDELLBASELL INDUSTRIES N 9,156 785,000 0.32%
87 ISHARES TR 9,745 784,000 0.32%
88 PITNEY BOWES INC 51,434 781,000 0.32%
89 XEROX CORP 87,750 766,000 0.31%
90 PRICE T ROWE GROUP INC 10,169 765,000 0.31%
91 GARMIN LTD 15,687 761,000 0.31%
92 HP INC 50,421 748,000 0.30%
93 STAPLES INC 80,259 726,000 0.29%
94 NATIONAL GRID PLC 12,054 703,000 0.28%
95 MATTEL INC 24,477 674,000 0.27%
96 HONEYWELL INTL INC 5,783 670,000 0.27%
97 VANGUARD WORLD FDS 5,113 658,000 0.27%
98 ISHARES TR 17,460 650,000 0.26%
99 WAL-MART STORES INC 9,176 634,000 0.26%
100 POWERSHARES ETF TRUST II 27,059 632,000 0.26%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001697723-17-000001, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.