Dark
Light
System
Security
POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS
POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 75 Institutional holders with a total value of $184,520,704.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 3,268,271 48,763,000 26.43%
2 WELLS FARGO & COMPANY/MN 3,038,267 45,331,000 24.57%
3 Astor Investment Management LLC 687,761 10,261,000 5.56%
4 POLIANTA LTD 590,900 8,816,000 4.78%
5 MORGAN STANLEY 562,959 8,399,000 4.55%
6 CITIGROUP INC 535,032 7,982,000 4.33%
7 UBS Group AG 511,085 7,626,000 4.13%
8 QS Investors, LLC 446,130 6,656,000 3.61%
9 Cambria Investment Management, L.P. 251,289 3,749,000 2.03%
10 Quantitative Advantage, LLC 246,690 3,681,000 1.99%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 203,054 3,030,000 1.64%
12 ENVESTNET ASSET MANAGEMENT INC 150,619 2,248,000 1.22%
13 RAYMOND JAMES & ASSOCIATES 147,154 2,196,000 1.19%
14 LPL Financial LLC 135,726 2,007,000 1.09%
15 TRUE PRIVATE WEALTH ADVISORS 111,744 1,816,000 0.98%
16 NewSquare Capital LLC 120,085 1,792,000 0.97%
17 AMERICAFIRST CAPITAL MANAGEMENT, LLC 116,133 1,732,704 0.94%
18 OLD MISSION CAPITAL, LLC 103,581 1,545,000 0.84%
19 Simplicity Solutions, LLC 76,063 1,135,000 0.62%
20 AE WEALTH MANAGEMENT LLC 69,790 1,041,000 0.56%
21 JANE STREET GROUP, LLC 61,583 919,000 0.50%
22 Horizon Investments, LLC 60,918 909,000 0.49%
23 FOUNDERS FINANCIAL SECURITIES LLC 60,918 909,000 0.49%
24 ROYAL BANK OF CANADA 60,514 903,000 0.49%
25 Mirae Asset Global Investments Co., Ltd. 51,830 773,000 0.42%
26 AXA S.A. 45,520 679,000 0.37%
27 NATIONAL PLANNING CORP 41,607 675,000 0.37%
28 Atria Investments, Inc 43,281 646,000 0.35%
29 BARCLAYS PLC 43,073 643,000 0.35%
30 PRIVATE ADVISORY GROUP LLC 42,062 627,000 0.34%
31 STEPHENS INC /AR/ 37,408 558,000 0.30%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,560 441,000 0.24%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 28,229 422,000 0.23%
34 Virtu KCG Holdings LLC 23,912 357,000 0.19%
35 FLOW TRADERS U.S. LLC 23,736 354,000 0.19%
36 IBEX WEALTH ADVISORS 21,585 344,000 0.19%
37 PRUDENTIAL PLC 22,400 334,000 0.18%
38 SCOTIA CAPITAL INC. 21,955 328,000 0.18%
39 FIRST INTERSTATE BANK 20,000 298,000 0.16%
40 CAPITAL ASSET ADVISORY SERVICES LLC 19,631 293,000 0.16%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,600 292,000 0.16% Call
42 Private Advisor Group, LLC 17,712 275,000 0.15%
43 First Allied Advisory Services, Inc. 17,521 261,000 0.14%
44 Prospera Financial Services Inc 15,343 231,000 0.13%
45 EDMOND DE ROTHSCHILD HOLDING S.A. 15,400 230,000 0.12%
46 GENTRUST, LLC 14,500 216,000 0.12%
47 AMERICAN CENTURY COMPANIES INC 13,220 197,000 0.11%
48 IFP ADVISORS, INC 13,088 195,000 0.11%
49 Cetera Advisors LLC 12,410 186,000 0.10%
50 STIFEL FINANCIAL CORP 12,577 186,000 0.10%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.