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Institutional Investment Manager
AE WEALTH MANAGEMENT LLC
AE WEALTH MANAGEMENT LLC (CIK: 0001697723). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 189 holdings with a total value of $246,887,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES MSCI EAFE SMALL CAP IDX FD 12,687 632,000 0.26%
102 VANGUARD WORLD FD 5,951 623,000 0.25%
103 DOMINION ENERGY INC 8,089 620,000 0.25%
104 FACEBOOK INC 5,361 617,000 0.25%
105 AMAZON COM INC 751 563,000 0.23%
106 BOEING CO 3,573 556,000 0.23%
107 GLAXOSMITHKLINE PLC 14,425 556,000 0.23%
108 VANGUARD WORLD FDS 5,540 555,000 0.22%
109 PEPSICO INC 5,199 544,000 0.22%
110 CROWN CASTLE INTL CORP NEW 6,262 543,000 0.22%
111 UNITEDHEALTH GROUP INC 3,366 539,000 0.22%
112 BERKSHIRE HATHAWAY INC DEL 3,298 538,000 0.22%
113 VANGUARD WORLD FD 3,960 502,000 0.20%
114 ISHARES RUSSELL 2000 VALUE ETF 4,136 492,000 0.20%
115 VANGUARD SPECIALIZED FUNDS 5,768 491,000 0.20%
116 VANGUARD MORTG-BACK SEC ETF 9,355 489,000 0.20%
117 VANGUARD LONG-TERM GOVERNMENT BOND ETF 6,617 488,000 0.20%
118 BERKSHIRE HATHAWAY INC DEL 2 488,000 0.20%
119 SPDR S&P MIDCAP 400 ETF TR 1,605 484,000 0.20%
120 TYSON FOODS INC 7,705 475,000 0.19%
121 SELECT SECTOR SPDR TR 20,092 467,000 0.19%
122 VIRTUS ETF TR II 18,599 465,000 0.19%
123 O REILLY AUTOMOTIVE INC NEW 1,608 448,000 0.18%
124 ROYAL DUTCH SHELL PLC 7,757 422,000 0.17%
125 ISHARES TR 4,729 419,000 0.17%
126 ISHARES TR 3,015 415,000 0.17%
127 NOVARTIS A G 5,679 414,000 0.17%
128 VANGUARD WHITEHALL FDS 5,379 408,000 0.17%
129 WELLTOWER INC 6,002 402,000 0.16%
130 ISHARES TR 3,420 401,000 0.16%
131 COLGATE PALMOLIVE CO 6,123 401,000 0.16%
132 SPDR GOLD TR 3,628 398,000 0.16%
133 STARBUCKS CORP 6,993 388,000 0.16%
134 HOME DEPOT INC 2,877 386,000 0.16%
135 SPROUTS FMRS MKT INC 20,249 383,000 0.16%
136 ISHARES TR 15,112 377,000 0.15%
137 3M CO 2,110 377,000 0.15%
138 VANGUARD INDEX FDS 3,763 350,000 0.14%
139 RYDEX ETF TRUST 4,012 348,000 0.14%
140 VANECK VECTORS ETF TR 11,597 344,000 0.14%
141 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 7,475 342,000 0.14%
142 VANGUARD WORLD FD 3,909 341,000 0.14%
143 SPDR DOW JONES INDL AVRG ETF 1,728 341,000 0.14%
144 BANK AMER CORP 14,701 325,000 0.13%
145 BRISTOL MYERS SQUIBB CO 5,553 325,000 0.13%
146 VANGUARD BD INDEX FDS 4,051 322,000 0.13%
147 JPMORGAN CHASE & CO 3,679 317,000 0.13%
148 ROYAL DUTCH SHELL PLC 5,214 302,000 0.12%
149 POWERSHARES ETF TRUST 16,809 302,000 0.12%
150 VANGUARD SCOTTSDALE FDS 4,721 302,000 0.12%
Page 3 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001697723-17-000001, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.