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Institutional Investment Manager
BELL ROCK CAPITAL LLC
BELL ROCK CAPITAL LLC (CIK: 0001756283). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 362 holdings with a total value of $94,870,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 VANGUARD INDEX FDS 54 6,000 0.01%
52 GENERAL MTRS CO 161 6,000 0.01%
53 CORP-BACKED TRUST CERTS 7 SER JCP CALLABLE 400 7,000 0.01%
54 VANGUARD BD INDEX FDS 92 7,000 0.01%
55 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 157 7,000 0.01%
56 PUBLIC STORAGE PERP/CALL SER W 1/16/18 QRTLY 286 7,000 0.01%
57 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 250 7,000 0.01%
58 CELGENE CORP 60 7,000 0.01%
59 UNDER ARMOUR INC 302 8,000 0.01%
60 FANNIE MAE PFD 5.375 600 8,000 0.01%
61 ISHARES 156 8,000 0.01%
62 KINDER MORGAN INC DEL 370 8,000 0.01%
63 3-D SYS CORP DEL 600 8,000 0.01%
64 METLIFE INC 143 8,000 0.01%
65 DOUGLAS EMMETT INC COM 250 9,000 0.01%
66 SEARS ROEBUCK ACCEPTANCE PFD 7 CALLABLE MAT 7/14/42 1,000 9,000 0.01%
67 AQUA AMERICA INC 312 9,000 0.01%
68 NUVEEN COM 738 10,000 0.01%
69 TIME WARNER INC 107 10,000 0.01%
70 DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC SER 6.55 400 10,000 0.01%
71 AMERICAN CANNABIS CO INC COM 11,000 10,000 0.01%
72 ISHARES TR 75 10,000 0.01%
73 SELECT SECTOR SPDR TR 420 10,000 0.01%
74 ASTRAZENECA PLC 400 11,000 0.01%
75 CORNING INC 506 12,000 0.01%
76 LOCKHEED MARTIN CORP 50 12,000 0.01%
77 HAWAIIAN ELEC INDUSTRIES COM 350 12,000 0.01%
78 TRAVELERS COMPANIES INC 100 12,000 0.01%
79 AMEREN CORP 238 12,000 0.01%
80 ANNALY CAPITAL MANAGEMENT INC REDEEMED @ $25/SH 8/25/17 500 13,000 0.01%
81 SPDR MSCI ACWI ETF 195 13,000 0.01%
82 ISHARES TR 229 13,000 0.01%
83 FREEPORT-MCMORAN INC 1,015 13,000 0.01%
84 NUVEEN QUALITY MUNCP INCOME 926 13,000 0.01%
85 SOUTHERN CALIF GAS CO PFD 6.0 SER A PERPETUAL 550 14,000 0.01%
86 UNITED NATURAL FOODSINC 300 14,000 0.01%
87 GLAXOSMITHKLINE PLC 364 14,000 0.01%
88 VODAFONE GROUP PLC NEW 565 14,000 0.01%
89 TOTAL S A 275 14,000 0.01%
90 VANGUARD INTL EQUITY INDEX F 380 14,000 0.01%
91 VANGUARD LONG TERM BOND ETF 152 14,000 0.01%
92 TEVA PHARMACEUTICAL INDS LTD 374 14,000 0.01%
93 CITIGROUPINC 259 15,000 0.02%
94 BLACKROCK CORE BD TR 1,185 15,000 0.02%
95 ISHARES TR 132 15,000 0.02%
96 HARLEY DAVIDSON INC 257 15,000 0.02%
97 MERRILL LYNCH REDEMPTION $25/SH 6/6/18 600 15,000 0.02%
98 ABERDEEN GLOBAL INCOME FD IN 1,899 15,000 0.02%
99 QWEST CORP REDEMPTION $25/SH 9/4/18 611 15,000 0.02%
100 FIRST TR EXCHANGE TRADED FD 200 16,000 0.02%
Page 2 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001756283-18-000007, filed 2018.12.05).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.