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AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 196 Institutional holders with a total value of $939,738,962.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,511,767 140,084,000 14.91%
2 BlackRock Fund Advisors 2,259,171 90,118,000 9.59%
3 DIMENSIONAL FUND ADVISORS LP 1,133,464 45,214,000 4.81%
4 RENAISSANCE TECHNOLOGIES LLC 1,059,300 42,255,000 4.50%
5 BlackRock Institutional Trust Company, N.A. 1,019,126 40,653,000 4.33%
6 STATE STREET CORP 821,411 32,771,000 3.49%
7 Boston Trust Walden Corp 748,958 29,876,000 3.18%
8 Invesco Ltd. 728,180 29,047,000 3.09%
9 Copper Rock Capital Partners, LLC 725,735 28,950,000 3.08%
10 Bank of New York Mellon Corp 716,455 28,579,000 3.04%
11 NORTHERN TRUST CORP 567,429 22,635,000 2.41%
12 PICTET ASSET MANAGEMENT LTD 559,933 21,496,000 2.29%
13 GLENMEDE TRUST CO NA 523,003 20,861,000 2.22%
14 TEACHERS ADVISORS, LLC 471,398 18,804,000 2.00%
15 Numeric Investors LLC 415,430 16,572,000 1.76%
16 NORGES BANK 390,754 15,587,000 1.66%
17 GEODE CAPITAL MANAGEMENT, LLC 334,976 13,361,000 1.42%
18 JPMORGAN CHASE & CO 283,795 11,322,000 1.20%
19 Copeland Capital Management, LLC 268,854 10,725,000 1.14%
20 AMERIPRISE FINANCIAL INC 264,522 10,551,000 1.12%
21 FIRST TRUST ADVISORS LP 261,517 10,432,000 1.11%
22 PRINCIPAL FINANCIAL GROUP INC 243,602 9,717,000 1.03%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 232,861 9,289,000 0.99%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 229,194 9,143,000 0.97%
25 AQR CAPITAL MANAGEMENT LLC 207,605 8,281,000 0.88%
26 Granite Investment Partners, LLC 207,521 8,278,000 0.88%
27 ROYAL BANK OF CANADA 196,377 7,833,000 0.83%
28 RUSSELL FRANK CO/ 179,360 7,154,000 0.76%
29 PRUDENTIAL FINANCIAL INC 174,952 6,979,000 0.74%
30 GUGGENHEIM CAPITAL LLC 164,417 6,558,000 0.70%
31 BlackRock Group LTD 149,148 5,950,000 0.63%
32 MORGAN STANLEY 145,850 5,820,000 0.62%
33 BlackRock Investment Management, LLC 142,343 5,678,000 0.60%
34 ZACKS INVESTMENT MANAGEMENT 140,911 5,621,000 0.60%
35 QS Investors, LLC 128,633 5,131,000 0.55%
36 SCHRODER INVESTMENT MANAGEMENT GROUP 124,978 4,925,000 0.52%
37 CREDIT SUISSE AG/ 119,386 4,762,000 0.51%
38 DEUTSCHE BANK AG\ 118,736 4,733,000 0.50%
39 UBS Group AG 115,863 4,621,000 0.49%
40 STRS OHIO 113,600 4,531,000 0.48%
41 BLACKROCK ADVISORS LLC 110,209 4,396,000 0.47%
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 109,852 4,382,000 0.47%
43 Legal & General Group Plc 107,839 4,303,000 0.46%
44 NEW YORK STATE COMMON RETIREMENT FUND 103,980 4,148,000 0.44%
45 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 102,118 4,073,000 0.43%
46 SMITH HAYES Advisers, Inc 98,224 3,918,000 0.42%
47 SEGALL BRYANT & HAMILL, LLC 96,011 3,830,000 0.41%
48 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 92,400 3,812,000 0.41%
49 MANAGED ACCOUNT ADVISORS LLC 93,810 3,742,000 0.40%
50 WELLS FARGO & COMPANY/MN 83,526 3,332,000 0.35%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.