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AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 209 Institutional holders with a total value of $976,872,213.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,445,746 144,549,000 14.80%
2 BlackRock Fund Advisors 2,315,647 97,141,000 9.94%
3 DIMENSIONAL FUND ADVISORS LP 1,236,381 51,867,000 5.31%
4 RENAISSANCE TECHNOLOGIES LLC 967,800 40,599,000 4.16%
5 JPMORGAN CHASE & CO 963,275 40,410,000 4.14%
6 BlackRock Institutional Trust Company, N.A. 927,588 38,912,000 3.98%
7 STATE STREET CORP 800,033 33,562,000 3.44%
8 Copper Rock Capital Partners, LLC 777,795 32,629,000 3.34%
9 Bank of New York Mellon Corp 741,264 31,097,000 3.18%
10 NORTHERN TRUST CORP 534,688 22,430,000 2.30%
11 Invesco Ltd. 508,862 21,347,000 2.19%
12 Boston Trust Walden Corp 508,833 21,346,000 2.19%
13 PICTET ASSET MANAGEMENT LTD 461,222 19,348,000 1.98%
14 Copeland Capital Management, LLC 460,644 19,324,000 1.98%
15 NORGES BANK 403,588 16,931,000 1.73%
16 TEACHERS ADVISORS, LLC 383,547 16,090,000 1.65%
17 GEODE CAPITAL MANAGEMENT, LLC 345,506 14,493,000 1.48%
18 CREDIT SUISSE AG/ 316,297 13,268,000 1.36%
19 BAILLIE GIFFORD & CO 294,228 12,343,000 1.26%
20 PRINCIPAL FINANCIAL GROUP INC 246,880 10,357,000 1.06%
21 AMERIPRISE FINANCIAL INC 245,411 10,295,000 1.05%
22 Granite Investment Partners, LLC 223,668 9,383,000 0.96%
23 ROYAL BANK OF CANADA 213,262 8,946,000 0.92%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 196,524 8,245,000 0.84%
25 RUSSELL FRANK CO/ 189,046 8,140,000 0.83%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 188,729 7,917,000 0.81%
27 PRUDENTIAL FINANCIAL INC 178,612 7,493,000 0.77%
28 BlackRock Group LTD 163,878 6,874,000 0.70%
29 BlackRock Investment Management, LLC 154,155 6,467,000 0.66%
30 ZACKS INVESTMENT MANAGEMENT 140,908 5,911,000 0.61%
31 THRIVENT FINANCIAL FOR LUTHERANS 135,074 5,667,000 0.58%
32 GUGGENHEIM CAPITAL LLC 133,739 5,610,000 0.57%
33 CHICAGO EQUITY PARTNERS LLC 124,824 5,236,000 0.54%
34 PARAMETRIC PORTFOLIO ASSOCIATES LLC 117,272 4,920,000 0.50%
35 WBI INVESTMENTS, LLC 117,047 4,910,000 0.50%
36 DEUTSCHE BANK AG\ 116,347 4,878,000 0.50%
37 Numeric Investors LLC 106,986 4,488,000 0.46%
38 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 105,418 4,422,000 0.45%
39 Legal & General Group Plc 101,657 4,268,000 0.44%
40 FIRST TRUST ADVISORS LP 99,472 4,173,000 0.43%
41 UBS Group AG 98,776 4,143,000 0.42%
42 PNC FINANCIAL SERVICES GROUP, INC. 98,381 4,126,000 0.42%
43 KBC Group NV 97,488 4,090,000 0.42%
44 SMITH HAYES Advisers, Inc 92,518 3,881,000 0.40%
45 MORGAN STANLEY 91,993 3,858,000 0.39%
46 QS Investors, LLC 90,671 3,804,000 0.39%
47 SEGALL BRYANT & HAMILL, LLC 89,661 3,761,000 0.39%
48 STRS OHIO 87,900 3,687,000 0.38%
49 GOLDMAN SACHS GROUP INC 82,681 3,469,000 0.36%
50 BANK OF AMERICA CORP /DE/ 81,006 3,398,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.