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AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 219 Institutional holders with a total value of $912,878,851.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,362,353 132,343,000 14.50%
2 BlackRock Fund Advisors 2,305,527 90,746,000 9.94%
3 DIMENSIONAL FUND ADVISORS LP 1,258,697 49,543,000 5.43%
4 JPMORGAN CHASE & CO 976,409 38,431,000 4.21%
5 BlackRock Institutional Trust Company, N.A. 929,990 36,604,000 4.01%
6 RENAISSANCE TECHNOLOGIES LLC 914,500 35,995,000 3.94%
7 STATE STREET CORP 819,917 32,271,000 3.54%
8 Invesco Ltd. 761,841 29,986,000 3.28%
9 Bank of New York Mellon Corp 568,991 22,396,000 2.45%
10 CREDIT SUISSE AG/ 555,546 21,866,000 2.40%
11 NORTHERN TRUST CORP 542,675 21,359,000 2.34%
12 Copeland Capital Management, LLC 451,259 17,762,000 1.95%
13 PICTET ASSET MANAGEMENT LTD 410,090 17,392,000 1.91%
14 SCOUT INVESTMENTS, INC. 399,969 15,743,000 1.72%
15 BAILLIE GIFFORD & CO 386,690 15,220,000 1.67%
16 Boston Trust Walden Corp 352,952 13,892,000 1.52%
17 GEODE CAPITAL MANAGEMENT, LLC 341,896 13,457,000 1.47%
18 NORGES BANK 328,905 12,946,000 1.42%
19 FIRST TRUST ADVISORS LP 263,258 10,362,000 1.14%
20 PRINCIPAL FINANCIAL GROUP INC 255,546 10,058,000 1.10%
21 ROYAL BANK OF CANADA 237,076 9,330,000 1.02%
22 PRUDENTIAL FINANCIAL INC 230,162 9,059,000 0.99%
23 AMERIPRISE FINANCIAL INC 225,507 8,876,000 0.97%
24 Granite Investment Partners, LLC 220,389 8,675,000 0.95%
25 RUSSELL FRANK CO/ 205,884 8,104,000 0.89%
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 193,215 7,605,000 0.83%
27 MORGAN STANLEY 185,565 7,302,000 0.80%
28 GOLDMAN SACHS GROUP INC 178,599 7,030,000 0.77%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 173,322 6,822,000 0.75%
30 BlackRock Group LTD 166,660 6,561,000 0.72%
31 DEUTSCHE BANK AG\ 162,315 6,387,000 0.70%
32 Numeric Investors LLC 158,586 6,242,000 0.68%
33 BlackRock Investment Management, LLC 156,548 6,162,000 0.68%
34 ZACKS INVESTMENT MANAGEMENT 141,921 5,586,000 0.61%
35 THRIVENT FINANCIAL FOR LUTHERANS 134,370 5,288,000 0.58%
36 GUGGENHEIM CAPITAL LLC 129,522 5,099,000 0.56%
37 CHICAGO EQUITY PARTNERS LLC 125,684 4,947,000 0.54%
38 UBS Group AG 120,868 4,758,000 0.52%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 109,623 4,315,000 0.47%
40 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 101,618 4,000,000 0.44%
41 KBC Group NV 99,735 3,926,000 0.43%
42 Legal & General Group Plc 94,126 3,708,000 0.41%
43 PNC FINANCIAL SERVICES GROUP, INC. 93,440 3,678,000 0.40%
44 STRS OHIO 90,900 3,577,000 0.39%
45 SMITH HAYES Advisers, Inc 90,761 3,572,000 0.39%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,300 3,397,000 0.37%
47 BANK OF AMERICA CORP /DE/ 85,320 3,358,000 0.37%
48 MILLENNIUM MANAGEMENT LLC 83,150 3,273,000 0.36%
49 RHUMBLINE ADVISERS 81,660 3,214,000 0.35%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 80,234 3,158,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.