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AU OPTRONICS CORP
AU OPTRONICS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 102 Institutional holders with a total value of $212,928,287.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Yorktown Management & Research Co Inc 57,000 208,000 0.10%
52 COMERICA BANK 48,231 186,000 0.09%
53 CREDIT SUISSE AG/ 49,522 181,000 0.09%
54 Laird Norton Wetherby Wealth Management, LLC 46,953 171,000 0.08%
55 STEVENS CAPITAL MANAGEMENT LP 39,812 145,000 0.07%
56 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 40,000 145,000 0.07%
57 UNITED CAPITAL FINANCIAL ADVISORS, LLC 31,926 117,000 0.05%
58 LEUTHOLD GROUP, LLC 29,124 106,000 0.05%
59 DEUTSCHE BANK AG\ 28,165 102,000 0.05%
60 ROYAL BANK OF CANADA 28,188 102,000 0.05%
61 Virtu KCG Holdings LLC 26,906 98,000 0.05%
62 RAYMOND JAMES & ASSOCIATES 24,067 88,000 0.04%
63 WOLVERINE TRADING LP /BD 23,900 87,000 0.04% Call
64 SHELTON CAPITAL MANAGEMENT 22,000 78,000 0.04%
65 AVIVA PLC 19,421 71,000 0.03%
66 BANK OF MONTREAL /CAN/ 16,500 60,000 0.03%
67 EAGLE ASSET MANAGEMENT INC 16,065 58,000 0.03%
68 INVESTMENT CENTERS OF AMERICA INC 15,000 55,000 0.03%
69 STIFEL FINANCIAL CORP 14,350 53,000 0.02%
70 ACROSPIRE INVESTMENT MANAGEMENT LLC 14,189 52,000 0.02%
71 Invesco Ltd. 13,992 51,000 0.02%
72 PARADIGM ASSET MANAGEMENT CO LLC 13,200 48,180 0.02%
73 Cornerstone Advisors, Inc. 11,756 43,000 0.02%
74 Walleye Trading LLC 11,800 43,000 0.02%
75 Camelot Portfolios, LLC 10,926 40,000 0.02%
76 CITADEL ADVISORS LLC 10,443 38,000 0.02%
77 US BANCORP \DE\ 10,050 37,000 0.02%
78 CITIGROUP INC 7,612 28,000 0.01%
79 JNBA Financial Advisors 5,072 19,000 0.01%
80 SIGNATUREFD, LLC 5,072 19,000 0.01%
81 GLENMEDE TRUST CO NA 4,839 16,000 0.01%
82 Tower Research Capital LLC (TRC) 3,540 13,000 0.01%
83 Legal & General Group Plc 3,200 12,000 0.01%
84 QUADRANT CAPITAL GROUP LLC 3,567 12,000 0.01%
85 ADVISOR GROUP, INC. 2,623 11,000 0.01%
86 BARCLAYS PLC 2,260 8,000 0.00%
87 Perigon Wealth Management, LLC 2,008 7,000 0.00%
88 UBS Group AG 1,454 5,000 0.00%
89 Whitnell & Co. 1,109 4,000 0.00%
90 ENTERPRISE FINANCIAL SERVICES CORP 1,080 4,000 0.00%
91 IFP ADVISORS, INC 1,000 4,000 0.00%
92 WEALTHPLAN PARTNERS, LLC 1,000 3,770 0.00%
93 LADENBURG THALMANN FINANCIAL SERVICES INC. 857 3,000 0.00%
94 First Horizon Advisors, Inc. 942 3,000 0.00%
95 THOMPSON DAVIS & CO., INC. 518 2,000 0.00%
96 Weaver C. Barksdale & Associates, Inc. 268 1,000 0.00%
97 Creative Planning 317 1,000 0.00%
98 LS Investment Advisors, LLC 360 1,000 0.00%
99 KELMAN-LAZAROV, INC. 13 49 0.00%
100 Winslow, Evans & Crocker, Inc. 10 38 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.