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BIOTA PHARMACEUTIALS INC COM
BIOTA PHARMACEUTIALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 50 Institutional holders with a total value of $20,280,323.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 3,486,711 6,764,000 33.35%
2 SENZAR ASSET MANAGEMENT, LLC 1,910,476 3,706,323 18.28%
3 FMR LLC 963,882 1,870,000 9.22%
4 RENAISSANCE TECHNOLOGIES LLC 526,905 1,022,000 5.04%
5 BlackRock Institutional Trust Company, N.A. 483,872 939,000 4.63%
6 BVF INC/IL 350,776 681,000 3.36%
7 VANGUARD GROUP INC 287,119 557,000 2.75%
8 EAGLE GLOBAL ADVISORS LLC 272,072 528,000 2.60%
9 DEUTSCHE BANK AG\ 223,199 432,000 2.13%
10 GABELLI & Co INVESTMENT ADVISERS, INC. 218,177 423,000 2.09%
11 DIMENSIONAL FUND ADVISORS LP 207,230 402,000 1.98%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 203,170 394,000 1.94%
13 GEODE CAPITAL MANAGEMENT, LLC 176,109 341,000 1.68%
14 TOWERVIEW LLC 160,000 310,000 1.53%
15 JACOBS LEVY EQUITY MANAGEMENT, INC 147,281 286,000 1.41%
16 GOLDMAN SACHS GROUP INC 131,946 256,000 1.26%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 99,050 192,000 0.95%
18 BlackRock Fund Advisors 86,390 168,000 0.83%
19 Spark Investment Management LLC 70,500 136,000 0.67%
20 MILLENNIUM MANAGEMENT LLC 66,554 129,000 0.64%
21 NORTHERN TRUST CORP 60,003 116,000 0.57%
22 GABELLI FUNDS LLC 51,175 99,000 0.49%
23 MORGAN STANLEY 37,111 72,000 0.36%
24 PNC FINANCIAL SERVICES GROUP, INC. 35,000 68,000 0.34%
25 Connor, Clark & Lunn Investment Management Ltd. 29,600 57,000 0.28%
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 26,016 51,000 0.25%
27 STATE STREET CORP 23,820 46,000 0.23%
28 Brandywine Global Investment Management, LLC 19,800 39,000 0.19%
29 Bank of New York Mellon Corp 17,307 34,000 0.17%
30 Virtu KCG Holdings LLC 15,892 31,000 0.15%
31 BLACKROCK ADVISORS LLC 9,180 18,000 0.09%
32 JW Asset Management, LLC 8,611 17,000 0.08%
33 ACADIAN ASSET MANAGEMENT LLC 6,451 13,000 0.06%
34 BANK OF AMERICA CORP /DE/ 6,719 13,000 0.06%
35 MUFG Americas Holdings Corp 6,760 13,000 0.06%
36 CUTLER GROUP LLC / CA 7,104 13,000 0.06%
37 UBS Group AG 6,111 12,000 0.06%
38 BlackRock Investment Management, LLC 6,248 12,000 0.06%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,178 8,000 0.04%
40 Nationwide Fund Advisors 2,100 4,000 0.02%
41 Creative Planning 2,083 4,000 0.02%
42 SIMPLEX TRADING, LLC 2,000 3,000 0.01%
43 Tower Research Capital LLC (TRC) 735 1,000 0.00%
44 AMERICAN INTERNATIONAL GROUP, INC. 100 0 0.00%
45 Lowe Wealth Advisors, LLC 3 0 0.00%
46 WELLS FARGO & COMPANY/MN 101 0 0.00%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 35 0 0.00%
48 WOODMONT INVESTMENT COUNSEL LLC 33 0 0.00%
49 IFP ADVISORS, INC 66 0 0.00%
50 BARCLAYS PLC 103 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.