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BIOTA PHARMACEUTIALS INC COM
BIOTA PHARMACEUTIALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 50 Institutional holders with a total value of $15,838,264.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 3,486,711 5,230,000 33.02%
2 SENZAR ASSET MANAGEMENT, LLC 2,040,176 3,060,264 19.32%
3 VANGUARD GROUP INC 734,226 1,101,000 6.95%
4 FMR LLC 611,600 917,000 5.79%
5 RENAISSANCE TECHNOLOGIES LLC 554,005 831,000 5.25%
6 BlackRock Institutional Trust Company, N.A. 493,667 741,000 4.68%
7 BVF INC/IL 350,776 526,000 3.32%
8 EAGLE GLOBAL ADVISORS LLC 272,072 408,000 2.58%
9 GABELLI & Co INVESTMENT ADVISERS, INC. 224,977 337,000 2.13%
10 DEUTSCHE BANK AG\ 221,700 332,000 2.10%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 214,470 322,000 2.03%
12 DIMENSIONAL FUND ADVISORS LP 206,912 310,000 1.96%
13 GEODE CAPITAL MANAGEMENT, LLC 175,851 263,000 1.66%
14 TOWERVIEW LLC 160,000 240,000 1.52%
15 JACOBS LEVY EQUITY MANAGEMENT, INC 107,599 161,000 1.02%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 99,050 149,000 0.94%
17 BlackRock Fund Advisors 80,576 121,000 0.76%
18 Spark Investment Management LLC 78,300 117,000 0.74%
19 GABELLI FUNDS LLC 63,075 95,000 0.60%
20 NORTHERN TRUST CORP 55,856 84,000 0.53%
21 GOLDMAN SACHS GROUP INC 50,465 76,000 0.48%
22 MORGAN STANLEY 39,235 59,000 0.37%
23 PNC FINANCIAL SERVICES GROUP, INC. 35,000 53,000 0.33%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 26,016 40,000 0.25%
25 Connor, Clark & Lunn Investment Management Ltd. 21,275 32,000 0.20%
26 Brandywine Global Investment Management, LLC 17,000 26,000 0.16%
27 Bank of New York Mellon Corp 17,307 26,000 0.16%
28 MILLENNIUM MANAGEMENT LLC 16,248 24,000 0.15%
29 CITADEL ADVISORS LLC 13,403 20,000 0.13%
30 Virtu KCG Holdings LLC 13,142 20,000 0.13%
31 Koshinski Asset Management, Inc. 12,900 19,000 0.12%
32 GUGGENHEIM CAPITAL LLC 12,600 19,000 0.12%
33 BLACKROCK ADVISORS LLC 9,180 14,000 0.09%
34 JW Asset Management, LLC 8,611 13,000 0.08%
35 CUTLER GROUP LLC / CA 7,104 10,000 0.06%
36 BlackRock Investment Management, LLC 6,248 9,000 0.06%
37 Tower Research Capital LLC (TRC) 5,634 8,000 0.05%
38 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,178 6,000 0.04%
39 MUFG Americas Holdings Corp 4,031 6,000 0.04%
40 ACADIAN ASSET MANAGEMENT LLC 4,099 6,000 0.04%
41 Creative Planning 2,083 3,000 0.02%
42 Nationwide Fund Advisors 2,100 3,000 0.02%
43 BANK OF AMERICA CORP /DE/ 500 1,000 0.01%
44 IFP ADVISORS, INC 66 0 0.00%
45 AMERICAN INTERNATIONAL GROUP, INC. 100 0 0.00%
46 CITIGROUP INC 149 0 0.00%
47 BARCLAYS PLC 103 0 0.00%
48 WELLS FARGO & COMPANY/MN 101 0 0.00%
49 Lowe Wealth Advisors, LLC 3 0 0.00%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 35 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.