| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 6,210,192 | 61,295,000 | 16.90% | ||
| 2 | OAK HILL ADVISORS LP | 5,757,591 | 56,827,000 | 15.67% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,157,745 | 31,167,000 | 8.59% | ||
| 4 | Invesco Ltd. | 1,968,012 | 19,425,000 | 5.36% | ||
| 5 | MORGAN STANLEY | 1,897,823 | 18,733,000 | 5.17% | ||
| 6 | UBS Group AG | 1,835,895 | 18,121,000 | 5.00% | ||
| 7 | THIRD AVENUE MANAGEMENT LLC | 1,304,420 | 12,875,000 | 3.55% | ||
| 8 | Capital Investment Advisors, LLC | 1,104,553 | 10,902,000 | 3.01% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,094,689 | 10,805,000 | 2.98% | ||
| 10 | Pine River Capital Management L.P. | 1,076,917 | 10,629,000 | 2.93% | ||
| 11 | WELLS FARGO & COMPANY/MN | 985,132 | 9,723,000 | 2.68% | ||
| 12 | Advisors Asset Management, Inc. | 928,414 | 9,163,000 | 2.53% | ||
| 13 | Atria Investments, Inc | 82 | 8,278,000 | 2.28% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 455,495 | 4,495,000 | 1.24% | ||
| 15 | LPL Financial LLC | 446,985 | 4,470,000 | 1.23% | ||
| 16 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 440,900 | 4,354,000 | 1.20% | ||
| 17 | BESSEMER GROUP INC | 435,251 | 4,296,000 | 1.18% | ||
| 18 | JPMORGAN CHASE & CO | 432,600 | 4,270,000 | 1.18% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 423,870 | 4,183,000 | 1.15% | ||
| 20 | AQR ARBITRAGE LLC | 409,564 | 4,042,000 | 1.11% | ||
| 21 | BlueSpruce Investments, LP | 404,381 | 3,991,000 | 1.10% | ||
| 22 | Vident Investment Advisory, LLC | 363,088 | 3,584,000 | 0.99% | ||
| 23 | Carlson Capital, L.P. | 350,333 | 3,458,000 | 0.95% | ||
| 24 | CORNERSTONE ADVISORS INC | 280,109 | 2,765,000 | 0.76% | ||
| 25 | CITIGROUP INC | 252,363 | 2,491,000 | 0.69% | ||
| 26 | Apollo Management Holdings, L.P. | 250,950 | 2,477,000 | 0.68% | ||
| 27 | Yorktown Management & Research Co Inc | 245,000 | 2,418,000 | 0.67% | ||
| 28 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 228,823 | 2,258,000 | 0.62% | ||
| 29 | BARCLAYS PLC | 220,443 | 1,984,000 | 0.55% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 173,440 | 1,712,000 | 0.47% | ||
| 31 | New England Investment & Retirement Group, Inc. | 166,380 | 1,642,000 | 0.45% | ||
| 32 | BAIRD FINANCIAL GROUP, INC. | 162,203 | 1,601,000 | 0.44% | ||
| 33 | GOLDMAN SACHS GROUP INC | 155,753 | 1,537,000 | 0.42% | ||
| 34 | EnTrustPermal Management LLC | 137,300 | 1,356,000 | 0.37% | ||
| 35 | EATON VANCE MANAGEMENT | 126,600 | 1,301,000 | 0.36% | ||
| 36 | Focused Wealth Management, Inc | 123,972 | 1,224,000 | 0.34% | ||
| 37 | LUMINUS MANAGEMENT LLC | 120,827 | 1,193,000 | 0.33% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 108,204 | 1,068,000 | 0.29% | ||
| 39 | WOLVERINE ASSET MANAGEMENT LLC | 107,457 | 1,060,000 | 0.29% | ||
| 40 | Commonwealth Equity Services, Inc | 106,266 | 1,049,000 | 0.29% | ||
| 41 | AVIANCE CAPITAL MANAGEMENT, LLC | 102,659 | 1,013,000 | 0.28% | ||
| 42 | First Allied Advisory Services, Inc. | 90,234 | 893,000 | 0.25% | ||
| 43 | COWEN INC. | 80,375 | 793,000 | 0.22% | ||
| 44 | Cutter & CO Brokerage, Inc. | 66,739 | 659,000 | 0.18% | ||
| 45 | ALLIANCEBERNSTEIN L.P. | 59,900 | 591,000 | 0.16% | ||
| 46 | Maryland Capital Management | 48,500 | 479,000 | 0.13% | ||
| 47 | CREDIT SUISSE AG/ | 47,994 | 474,000 | 0.13% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 46,340 | 457,000 | 0.13% | ||
| 49 | Bartlett & Co. LLC | 45,917 | 453,000 | 0.12% | ||
| 50 | REILLY FINANCIAL ADVISORS, LLC | 42,878 | 423,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
