| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OAK HILL ADVISORS LP | 5,757,591 | 56,309,000 | 14.70% | ||
| 2 | Saba Capital Management, L.P. | 4,957,128 | 48,481,000 | 12.66% | ||
| 3 | MORGAN STANLEY | 3,454,593 | 33,785,000 | 8.82% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,915,441 | 28,513,000 | 7.44% | ||
| 5 | EATON VANCE MANAGEMENT | 2,855,633 | 27,938,000 | 7.29% | ||
| 6 | JPMORGAN CHASE & CO | 2,714,329 | 26,546,000 | 6.93% | ||
| 7 | Invesco Ltd. | 1,813,336 | 17,735,000 | 4.63% | ||
| 8 | UBS Group AG | 1,684,780 | 16,477,000 | 4.30% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,309,094 | 12,803,000 | 3.34% | ||
| 10 | Pine River Capital Management L.P. | 1,076,917 | 10,533,000 | 2.75% | ||
| 11 | Capital Investment Advisors, LLC | 1,067,594 | 10,441,000 | 2.73% | ||
| 12 | WELLS FARGO & COMPANY/MN | 989,655 | 9,679,000 | 2.53% | ||
| 13 | LPL Financial LLC | 801,141 | 7,851,000 | 2.05% | ||
| 14 | Advisors Asset Management, Inc. | 677,061 | 6,622,000 | 1.73% | ||
| 15 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 440,900 | 4,301,000 | 1.12% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 382,179 | 3,738,000 | 0.98% | ||
| 17 | Yorktown Management & Research Co Inc | 375,000 | 3,668,000 | 0.96% | ||
| 18 | AQR ARBITRAGE LLC | 370,936 | 3,628,000 | 0.95% | ||
| 19 | NEW VERNON INVESTMENT MANAGEMENT LLC | 350,985 | 3,433,000 | 0.90% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 348,195 | 3,406,000 | 0.89% | ||
| 21 | BESSEMER GROUP INC | 334,264 | 3,269,000 | 0.85% | ||
| 22 | Bartlett & Co. LLC | 304,947 | 2,982,000 | 0.78% | ||
| 23 | Orion Porfolio Solutions, LLC | 258,420 | 2,527,000 | 0.66% | ||
| 24 | CITIGROUP INC | 250,165 | 2,446,000 | 0.64% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 229,944 | 2,249,000 | 0.59% | ||
| 26 | EnTrustPermal Management LLC | 215,100 | 2,104,000 | 0.55% | ||
| 27 | BARCLAYS PLC | 220,443 | 1,984,000 | 0.52% | ||
| 28 | Vident Investment Advisory, LLC | 171,618 | 1,678,000 | 0.44% | ||
| 29 | New England Investment & Retirement Group, Inc. | 167,708 | 1,640,000 | 0.43% | ||
| 30 | BAIRD FINANCIAL GROUP, INC. | 163,819 | 1,602,000 | 0.42% | ||
| 31 | DEUTSCHE BANK AG\ | 162,900 | 1,593,000 | 0.42% | ||
| 32 | Weiss Asset Management LP | 149,647 | 1,464,000 | 0.38% | ||
| 33 | COWEN INC. | 143,525 | 1,404,000 | 0.37% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 119,663 | 1,170,000 | 0.31% | ||
| 35 | SG Americas Securities, LLC | 108,669 | 1,063,000 | 0.28% | ||
| 36 | Commonwealth Equity Services, Inc | 106,409 | 1,041,000 | 0.27% | ||
| 37 | AVIANCE CAPITAL MANAGEMENT, LLC | 95,636 | 935,000 | 0.24% | ||
| 38 | Focused Wealth Management, Inc | 86,415 | 845,000 | 0.22% | ||
| 39 | Edge Wealth Management LLC | 77,989 | 761,000 | 0.20% | SH | |
| 40 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 77,287 | 756,000 | 0.20% | ||
| 41 | Private Advisor Group, LLC | 70,595 | 690,000 | 0.18% | ||
| 42 | First Allied Advisory Services, Inc. | 66,539 | 656,000 | 0.17% | ||
| 43 | Cutter & CO Brokerage, Inc. | 66,715 | 652,000 | 0.17% | ||
| 44 | ALLIANCEBERNSTEIN L.P. | 59,900 | 591,000 | 0.15% | ||
| 45 | CREDIT SUISSE AG/ | 48,494 | 475,000 | 0.12% | ||
| 46 | Maryland Capital Management | 48,500 | 474,000 | 0.12% | ||
| 47 | NINE MASTS CAPITAL Ltd | 47,105 | 461,000 | 0.12% | ||
| 48 | ROYAL BANK OF CANADA | 42,920 | 420,000 | 0.11% | ||
| 49 | WEDBUSH SECURITIES INC | 42,793 | 419,000 | 0.11% | ||
| 50 | REILLY FINANCIAL ADVISORS, LLC | 40,414 | 395,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
