| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,819,951 | 73,792,000 | 19.60% | ||
| 2 | OAK HILL ADVISORS LP | 5,475,513 | 59,245,000 | 15.74% | ||
| 3 | EATON VANCE MANAGEMENT | 2,946,989 | 31,886,000 | 8.47% | ||
| 4 | JPMORGAN CHASE & CO | 2,910,024 | 31,486,000 | 8.36% | ||
| 5 | BANK OF MONTREAL /CAN/ | 1,533,718 | 16,594,000 | 4.41% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,471,606 | 15,923,000 | 4.23% | ||
| 7 | UBS Group AG | 1,458,558 | 15,782,000 | 4.19% | ||
| 8 | WELLS FARGO & COMPANY/MN | 1,422,612 | 15,393,000 | 4.09% | ||
| 9 | Invesco Ltd. | 1,286,139 | 13,917,000 | 3.70% | ||
| 10 | HighTower Advisors, LLC | 1,064,282 | 11,516,000 | 3.06% | ||
| 11 | Capital Investment Advisors, LLC | 907,725 | 9,822,000 | 2.61% | ||
| 12 | Apollo Management Holdings, L.P. | 743,560 | 8,045,000 | 2.14% | ||
| 13 | Yorktown Management & Research Co Inc | 435,000 | 4,707,000 | 1.25% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 405,417 | 4,387,000 | 1.17% | ||
| 15 | LPL Financial LLC | 408,162 | 4,380,000 | 1.16% | ||
| 16 | Focused Wealth Management, Inc | 358,869 | 3,883,000 | 1.03% | ||
| 17 | Bartlett & Co. LLC | 333,212 | 3,605,000 | 0.96% | ||
| 18 | NEW VERNON INVESTMENT MANAGEMENT LLC | 305,638 | 3,307,000 | 0.88% | ||
| 19 | RAIFF PARTNERS INC | 300,000 | 3,246,000 | 0.86% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 255,169 | 2,761,000 | 0.73% | ||
| 21 | Vident Investment Advisory, LLC | 233,050 | 2,522,000 | 0.67% | ||
| 22 | BESSEMER GROUP INC | 231,864 | 2,509,000 | 0.67% | ||
| 23 | BAIRD FINANCIAL GROUP, INC. | 226,695 | 2,453,000 | 0.65% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 173,121 | 1,873,000 | 0.50% | ||
| 25 | Orion Porfolio Solutions, LLC | 170,992 | 1,850,000 | 0.49% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 168,814 | 1,826,000 | 0.49% | ||
| 27 | BARCLAYS PLC | 151,090 | 1,635,000 | 0.43% | ||
| 28 | Camarda Financial Advisors, LLC | 150,065 | 1,624,000 | 0.43% | ||
| 29 | ROBINSON CAPITAL MANAGEMENT, LLC | 148,919 | 1,611,000 | 0.43% | ||
| 30 | DOLIVER ADVISORS, LP | 134,685 | 1,457,000 | 0.39% | ||
| 31 | Commonwealth Equity Services, Inc | 103,692 | 1,122,000 | 0.30% | ||
| 32 | ADVISOR GROUP, INC. | 100,455 | 1,087,000 | 0.29% | ||
| 33 | AVIANCE CAPITAL MANAGEMENT, LLC | 95,923 | 1,038,000 | 0.28% | ||
| 34 | Arlington Capital Management, Inc. | 94,607 | 1,023,000 | 0.27% | ||
| 35 | Cutter & CO Brokerage, Inc. | 88,922 | 962,000 | 0.26% | ||
| 36 | First Allied Advisory Services, Inc. | 86,295 | 934,000 | 0.25% | ||
| 37 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 76,099 | 823,000 | 0.22% | ||
| 38 | COWEN INC. | 75,783 | 820,000 | 0.22% | ||
| 39 | ROYAL BANK OF CANADA | 74,938 | 811,000 | 0.22% | ||
| 40 | WEDBUSH SECURITIES INC | 74,394 | 805,000 | 0.21% | ||
| 41 | Edge Wealth Management LLC | 66,004 | 714,000 | 0.19% | SH | |
| 42 | Advisors Asset Management, Inc. | 62,219 | 673,000 | 0.18% | ||
| 43 | MSI Financial Services Inc | 56,407 | 610,000 | 0.16% | ||
| 44 | Shaker Financial Services, LLC | 54,545 | 590,000 | 0.16% | ||
| 45 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 51,400 | 556,000 | 0.15% | ||
| 46 | Maryland Capital Management | 48,500 | 525,000 | 0.14% | ||
| 47 | SII INVESTMENTS INC/WI | 41,819 | 452,000 | 0.12% | ||
| 48 | NINE MASTS CAPITAL Ltd | 37,651 | 407,000 | 0.11% | ||
| 49 | STIFEL FINANCIAL CORP | 33,495 | 363,000 | 0.10% | ||
| 50 | Raymond James Financial Services Advisors, Inc. | 32,840 | 355,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
