| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,235,435 | 65,098,000 | 17.19% | ||
| 2 | OAK HILL ADVISORS LP | 5,475,513 | 57,164,000 | 15.10% | ||
| 3 | EATON VANCE MANAGEMENT | 2,946,989 | 41,210,000 | 10.88% | ||
| 4 | JPMORGAN CHASE & CO | 2,853,729 | 29,793,000 | 7.87% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,714,645 | 28,341,000 | 7.48% | ||
| 6 | BANK OF MONTREAL /CAN/ | 1,623,718 | 16,951,000 | 4.48% | ||
| 7 | UBS Group AG | 1,443,968 | 15,075,000 | 3.98% | ||
| 8 | WELLS FARGO & COMPANY/MN | 1,430,542 | 14,935,000 | 3.94% | ||
| 9 | Invesco Ltd. | 1,371,165 | 14,315,000 | 3.78% | ||
| 10 | HighTower Advisors, LLC | 1,231,712 | 12,855,000 | 3.39% | ||
| 11 | Capital Investment Advisors, LLC | 927,276 | 9,681,000 | 2.56% | ||
| 12 | Yorktown Management & Research Co Inc | 435,000 | 4,541,000 | 1.20% | ||
| 13 | LPL Financial LLC | 419,540 | 4,393,000 | 1.16% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 402,226 | 4,199,000 | 1.11% | ||
| 15 | Focused Wealth Management, Inc | 344,981 | 3,602,000 | 0.95% | ||
| 16 | Bartlett & Co. LLC | 329,392 | 3,439,000 | 0.91% | ||
| 17 | Orion Porfolio Solutions, LLC | 313,960 | 3,277,000 | 0.87% | ||
| 18 | NEW VERNON INVESTMENT MANAGEMENT LLC | 305,638 | 3,191,000 | 0.84% | ||
| 19 | BESSEMER GROUP INC | 289,264 | 3,020,000 | 0.80% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 286,571 | 2,992,000 | 0.79% | ||
| 21 | State of New Jersey Common Pension Fund D | 261,352 | 2,729,000 | 0.72% | ||
| 22 | EnTrustPermal Management LLC | 230,700 | 2,409,000 | 0.64% | ||
| 23 | BARCLAYS PLC | 220,443 | 2,301,000 | 0.61% | ||
| 24 | Advisors Asset Management, Inc. | 218,229 | 2,278,000 | 0.60% | ||
| 25 | BAIRD FINANCIAL GROUP, INC. | 215,376 | 2,249,000 | 0.59% | ||
| 26 | Vident Investment Advisory, LLC | 197,574 | 2,063,000 | 0.54% | ||
| 27 | COWEN INC. | 181,125 | 1,891,000 | 0.50% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 175,332 | 1,830,000 | 0.48% | ||
| 29 | DEUTSCHE BANK AG\ | 150,900 | 1,575,000 | 0.42% | ||
| 30 | ROBINSON CAPITAL MANAGEMENT, LLC | 148,919 | 1,555,000 | 0.41% | ||
| 31 | Pine River Capital Management L.P. | 131,351 | 1,371,000 | 0.36% | ||
| 32 | Commonwealth Equity Services, Inc | 108,067 | 1,128,000 | 0.30% | ||
| 33 | AVIANCE CAPITAL MANAGEMENT, LLC | 95,290 | 995,000 | 0.26% | ||
| 34 | ADVISOR GROUP, INC. | 93,642 | 976,000 | 0.26% | ||
| 35 | Arlington Capital Management, Inc. | 90,601 | 946,000 | 0.25% | ||
| 36 | ROYAL BANK OF CANADA | 78,495 | 819,000 | 0.22% | ||
| 37 | Edge Wealth Management LLC | 77,963 | 812,000 | 0.21% | SH | |
| 38 | First Allied Advisory Services, Inc. | 60,541 | 630,000 | 0.17% | ||
| 39 | OPPENHEIMER & CO INC | 57,385 | 599,000 | 0.16% | ||
| 40 | WEDBUSH SECURITIES INC | 57,202 | 597,000 | 0.16% | ||
| 41 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 51,400 | 537,000 | 0.14% | ||
| 42 | Raymond James Financial Services Advisors, Inc. | 48,794 | 509,000 | 0.13% | ||
| 43 | Maryland Capital Management | 48,500 | 506,000 | 0.13% | ||
| 44 | MSI Financial Services Inc | 36,652 | 383,000 | 0.10% | ||
| 45 | Stellar Capital Management, LLC | 34,162 | 357,000 | 0.09% | ||
| 46 | REILLY FINANCIAL ADVISORS, LLC | 32,366 | 338,000 | 0.09% | ||
| 47 | STATE OF WISCONSIN INVESTMENT BOARD | 31,500 | 329,000 | 0.09% | ||
| 48 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 30,061 | 314,000 | 0.08% | ||
| 49 | DUNCKER STREETT & CO INC | 29,703 | 310,000 | 0.08% | ||
| 50 | SII INVESTMENTS INC/WI | 29,204 | 306,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
