| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,085,368 | 15,987,000 | 35.56% | ||
| 2 | MACKAY SHIELDS LLC | 344,852 | 5,080,000 | 11.30% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 297,365 | 4,381,000 | 9.75% | ||
| 4 | UBS AG | 283,704 | 4,179,000 | 9.30% | ||
| 5 | Advisors Asset Management, Inc. | 176,809 | 2,604,000 | 5.79% | ||
| 6 | MORGAN STANLEY | 161,264 | 2,376,000 | 5.29% | ||
| 7 | Invesco Ltd. | 152,857 | 2,252,000 | 5.01% | ||
| 8 | LPL Financial LLC | 114,928 | 1,693,000 | 3.77% | ||
| 9 | WELLS FARGO & COMPANY/MN | 97,502 | 1,436,000 | 3.19% | ||
| 10 | ROYAL BANK OF CANADA | 68,400 | 1,008,000 | 2.24% | ||
| 11 | Global Endowment Management, LP | 53,400 | 787,000 | 1.75% | ||
| 12 | AQR CAPITAL MANAGEMENT LLC | 37,770 | 556,000 | 1.24% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 24,775 | 365,000 | 0.81% | ||
| 14 | INTEGRATED WEALTH COUNSEL, LLC | 19,635 | 289,000 | 0.64% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,791 | 233,000 | 0.52% | ||
| 16 | WHITTIER TRUST CO | 15,712 | 231,000 | 0.51% | ||
| 17 | First Allied Advisory Services, Inc. | 14,915 | 218,000 | 0.48% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 14,400 | 212,112 | 0.47% | ||
| 19 | Apriem Advisors | 13,783 | 203,000 | 0.45% | ||
| 20 | Concert Wealth Management Inc. | 12,366 | 181,000 | 0.40% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 8,900 | 131,000 | 0.29% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,778 | 129,000 | 0.29% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 8,200 | 120,000 | 0.27% | ||
| 24 | DEUTSCHE BANK AG\ | 5,875 | 86,000 | 0.19% | ||
| 25 | Edge Wealth Management LLC | 5,000 | 74,000 | 0.16% | ||
| 26 | Orion Porfolio Solutions, LLC | 2,623 | 39,000 | 0.09% | ||
| 27 | Strategic Capital Group LLC | 2,500 | 37,000 | 0.08% | ||
| 28 | CITIGROUP INC | 1,650 | 24,000 | 0.05% | ||
| 29 | BOSTON PRIVATE BANK & TRUST CO | 1,505 | 22,000 | 0.05% | ||
| 30 | D.A. DAVIDSON & CO. | 1,350 | 19,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
