| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,253,746 | 19,609,000 | 38.57% | ||
| 2 | UBS Group AG | 340,270 | 5,322,000 | 10.47% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 289,308 | 4,525,000 | 8.90% | ||
| 4 | MORGAN STANLEY | 238,654 | 3,733,000 | 7.34% | ||
| 5 | Invesco Ltd. | 231,340 | 3,618,000 | 7.12% | ||
| 6 | MACKAY SHIELDS LLC | 219,662 | 3,436,000 | 6.76% | ||
| 7 | Advisors Asset Management, Inc. | 215,370 | 3,368,000 | 6.62% | ||
| 8 | LPL Financial LLC | 126,438 | 1,979,000 | 3.89% | ||
| 9 | WELLS FARGO & COMPANY/MN | 94,844 | 1,483,000 | 2.92% | ||
| 10 | ROYAL BANK OF CANADA | 42,902 | 671,000 | 1.32% | ||
| 11 | INTEGRATED WEALTH MANAGEMENT | 27,221 | 425,000 | 0.84% | ||
| 12 | Apriem Advisors | 21,408 | 335,000 | 0.66% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,867 | 279,000 | 0.55% | ||
| 14 | INTEGRATED WEALTH COUNSEL, LLC | 15,993 | 250,000 | 0.49% | ||
| 15 | WHITTIER TRUST CO | 15,712 | 246,000 | 0.48% | ||
| 16 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 14,652 | 229,000 | 0.45% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 14,400 | 225,216 | 0.44% | ||
| 18 | DEUTSCHE BANK AG\ | 13,750 | 214,000 | 0.42% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 12,921 | 202,000 | 0.40% | ||
| 20 | Stratos Wealth Partners, LTD. | 12,160 | 190,000 | 0.37% | ||
| 21 | First Allied Advisory Services, Inc. | 11,011 | 171,000 | 0.34% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 10,200 | 160,000 | 0.31% | ||
| 23 | Strategic Capital Alternatives LLC | 5,000 | 78,000 | 0.15% | ||
| 24 | CITIGROUP INC | 1,650 | 26,000 | 0.05% | ||
| 25 | D.A. DAVIDSON & CO. | 1,350 | 21,000 | 0.04% | ||
| 26 | Edge Wealth Management LLC | 1,000 | 16,000 | 0.03% | ||
| 27 | BOSTON PRIVATE BANK & TRUST CO | 855 | 13,000 | 0.03% | ||
| 28 | Creative Planning | 683 | 11,000 | 0.02% | ||
| 29 | NEXT Financial Group, Inc | 200 | 3,000 | 0.01% | ||
| 30 | Concert Wealth Management Inc. | 12,366 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
