| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,350,890 | 20,249,000 | 42.05% | ||
| 2 | UBS Group AG | 386,054 | 5,787,000 | 12.02% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 312,940 | 4,693,000 | 9.75% | ||
| 4 | Invesco Ltd. | 254,993 | 3,822,000 | 7.94% | ||
| 5 | Advisors Asset Management, Inc. | 202,789 | 3,040,000 | 6.31% | ||
| 6 | MORGAN STANLEY | 144,848 | 2,171,000 | 4.51% | ||
| 7 | LPL Financial LLC | 123,445 | 1,864,000 | 3.87% | ||
| 8 | WELLS FARGO & COMPANY/MN | 84,870 | 1,272,000 | 2.64% | ||
| 9 | Apriem Advisors | 60,996 | 914,000 | 1.90% | ||
| 10 | Virtu KCG Holdings LLC | 43,048 | 645,000 | 1.34% | ||
| 11 | ROYAL BANK OF CANADA | 40,225 | 603,000 | 1.25% | ||
| 12 | INTEGRATED WEALTH MANAGEMENT | 29,021 | 435,000 | 0.90% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,175 | 317,000 | 0.66% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 17,950 | 269,000 | 0.56% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 17,349 | 260,000 | 0.54% | ||
| 16 | MACKAY SHIELDS LLC | 16,228 | 243,000 | 0.50% | ||
| 17 | INTEGRATED WEALTH COUNSEL, LLC | 15,993 | 240,000 | 0.50% | ||
| 18 | WHITTIER TRUST CO | 15,712 | 236,000 | 0.49% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 13,800 | 207,000 | 0.43% | ||
| 20 | Stratos Wealth Partners, LTD. | 12,160 | 182,000 | 0.38% | ||
| 21 | Concert Wealth Management Inc. | 11,891 | 178,000 | 0.37% | ||
| 22 | First Allied Advisory Services, Inc. | 10,826 | 160,000 | 0.33% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 10,200 | 152,000 | 0.32% | ||
| 24 | D.A. DAVIDSON & CO. | 4,850 | 72,000 | 0.15% | ||
| 25 | DEUTSCHE BANK AG\ | 3,875 | 58,000 | 0.12% | ||
| 26 | CITIGROUP INC | 2,308 | 35,000 | 0.07% | ||
| 27 | FIFTH THIRD BANCORP | 1,549 | 23,000 | 0.05% | ||
| 28 | TCI Wealth Advisors, Inc. | 750 | 11,000 | 0.02% | ||
| 29 | Creative Planning | 683 | 10,000 | 0.02% | ||
| 30 | NEXT Financial Group, Inc | 300 | 4,000 | 0.01% | ||
| 31 | CWM, LLC | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
