| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,170,442 | 17,790,000 | 34.67% | ||
| 2 | MACKAY SHIELDS LLC | 320,276 | 4,868,000 | 9.49% | ||
| 3 | UBS Group AG | 299,494 | 4,552,000 | 8.87% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 291,856 | 4,437,000 | 8.65% | ||
| 5 | MORGAN STANLEY | 251,494 | 3,822,000 | 7.45% | ||
| 6 | Advisors Asset Management, Inc. | 234,043 | 3,557,000 | 6.93% | ||
| 7 | Invesco Ltd. | 220,797 | 3,356,000 | 6.54% | ||
| 8 | LPL Financial LLC | 126,949 | 1,930,000 | 3.76% | ||
| 9 | WELLS FARGO & COMPANY/MN | 110,545 | 1,680,000 | 3.27% | ||
| 10 | ROYAL BANK OF CANADA | 70,340 | 1,069,000 | 2.08% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 66,800 | 1,016,000 | 1.98% | ||
| 12 | Stratos Wealth Partners, LTD. | 24,320 | 369,832 | 0.72% | ||
| 13 | Global Endowment Management, LP | 23,400 | 356,000 | 0.69% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20,594 | 313,000 | 0.61% | ||
| 15 | SG Americas Securities, LLC | 18,828 | 286,000 | 0.56% | ||
| 16 | Apriem Advisors | 16,962 | 258,000 | 0.50% | ||
| 17 | WHITTIER TRUST CO | 15,712 | 239,000 | 0.47% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 14,400 | 218,880 | 0.43% | ||
| 19 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 12,938 | 197,000 | 0.38% | ||
| 20 | INTEGRATED WEALTH COUNSEL, LLC | 12,350 | 188,000 | 0.37% | ||
| 21 | Concert Wealth Management Inc. | 12,366 | 188,000 | 0.37% | ||
| 22 | First Allied Advisory Services, Inc. | 11,011 | 168,000 | 0.33% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 8,200 | 124,000 | 0.24% | ||
| 24 | DEUTSCHE BANK AG\ | 6,875 | 104,000 | 0.20% | ||
| 25 | Edge Wealth Management LLC | 5,000 | 76,000 | 0.15% | ||
| 26 | NATIONAL PLANNING CORP | 2,669 | 41,209 | 0.08% | ||
| 27 | Orion Porfolio Solutions, LLC | 2,623 | 40,000 | 0.08% | ||
| 28 | CITIGROUP INC | 2,047 | 31,000 | 0.06% | ||
| 29 | D.A. DAVIDSON & CO. | 1,350 | 20,000 | 0.04% | ||
| 30 | BOSTON PRIVATE BANK & TRUST CO | 855 | 13,000 | 0.03% | ||
| 31 | Creative Planning | 500 | 8,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
