| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 7,612,008 | 60,972,000 | 20.33% | ||
| 2 | 1607 Capital Partners, LLC | 6,018,573 | 48,209,000 | 16.07% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 5,994,741 | 48,017,000 | 16.01% | ||
| 4 | MORGAN STANLEY | 2,903,626 | 23,258,000 | 7.75% | ||
| 5 | CORNERSTONE ADVISORS INC | 1,422,424 | 11,394,000 | 3.80% | ||
| 6 | Invesco Ltd. | 1,392,575 | 11,154,000 | 3.72% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,069,293 | 8,565,000 | 2.86% | ||
| 8 | AMERIPRISE FINANCIAL INC | 1,060,004 | 8,452,000 | 2.82% | ||
| 9 | 1832 Asset Management L.P. | 719,004 | 5,766,000 | 1.92% | ||
| 10 | Advisors Asset Management, Inc. | 681,564 | 5,459,000 | 1.82% | ||
| 11 | ROYAL BANK OF CANADA | 662,430 | 5,306,000 | 1.77% | ||
| 12 | PENN MUTUAL LIFE INSURANCE CO | 616,000 | 4,931,000 | 1.64% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 559,225 | 4,479,000 | 1.49% | ||
| 14 | Vontobel Swiss Wealth Advisors AG | 489,186 | 3,918,000 | 1.31% | ||
| 15 | Oxbow Advisors, LLC | 463,194 | 3,710,000 | 1.24% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 448,312 | 3,591,000 | 1.20% | ||
| 17 | ROYCE & ASSOCIATES LP | 320,100 | 2,564,000 | 0.85% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 307,165 | 2,460,000 | 0.82% | ||
| 19 | Ionic Capital Management LLC | 295,478 | 2,367,000 | 0.79% | ||
| 20 | DESCHUTES PORTFOLIO STRATEGY, LLC | 233,121 | 1,867,000 | 0.62% | ||
| 21 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 217,632 | 1,743,000 | 0.58% | ||
| 22 | STIFEL FINANCIAL CORP | 217,386 | 1,742,000 | 0.58% | ||
| 23 | DOLIVER ADVISORS, LP | 210,983 | 1,690,000 | 0.56% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 207,483 | 1,661,000 | 0.55% | ||
| 25 | Canal Insurance CO | 200,000 | 1,602,000 | 0.53% | ||
| 26 | Stratos Wealth Partners, LTD. | 194,049 | 1,554,000 | 0.52% | ||
| 27 | UBS Group AG | 193,429 | 1,549,000 | 0.52% | ||
| 28 | Advisory Alpha, LLC | 157,758 | 1,357,000 | 0.45% | ||
| 29 | RB CAPITAL MANAGEMENT, LLC | 161,251 | 1,292,000 | 0.43% | ||
| 30 | B. Riley Wealth Advisors, Inc. | 159,660 | 1,280,000 | 0.43% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 153,838 | 1,232,000 | 0.41% | ||
| 32 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 147,007 | 1,178,000 | 0.39% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 137,350 | 1,100,000 | 0.37% | ||
| 34 | FIDUCIARY TRUST INTERNATIONAL LLC | 117,653 | 942,000 | 0.31% | ||
| 35 | NINE MASTS CAPITAL Ltd | 104,600 | 838,000 | 0.28% | ||
| 36 | THRIVENT FINANCIAL FOR LUTHERANS | 103,536 | 829,000 | 0.28% | ||
| 37 | MILLENNIUM MANAGEMENT LLC | 101,821 | 816,000 | 0.27% | ||
| 38 | BENJAMIN F. EDWARDS & COMPANY, INC. | 97,994 | 785,000 | 0.26% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 84,832 | 680,000 | 0.23% | ||
| 40 | BB&T SECURITIES, LLC | 67,186 | 538,000 | 0.18% | ||
| 41 | Peak Asset Management, LLC | 66,852 | 535,000 | 0.18% | ||
| 42 | BAIRD FINANCIAL GROUP, INC. | 64,314 | 515,000 | 0.17% | ||
| 43 | SHEPHERD KAPLAN KROCHUK, LLC | 61,100 | 489,000 | 0.16% | ||
| 44 | Prospera Financial Services Inc | 60,930 | 489,000 | 0.16% | ||
| 45 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 59,418 | 476,000 | 0.16% | ||
| 46 | Global Endowment Management, LP | 58,880 | 472,000 | 0.16% | ||
| 47 | TFS CAPITAL LLC | 55,265 | 443,000 | 0.15% | ||
| 48 | Commonwealth Equity Services, Inc | 52,218 | 418,000 | 0.14% | ||
| 49 | MML INVESTORS SERVICES, INC. | 48,883 | 392,000 | 0.13% | ||
| 50 | ADVISOR GROUP, INC. | 46,886 | 376,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
