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CALIFORNIA WTR SVC GROUP
CALIFORNIA WTR SVC GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 144 Institutional holders with a total value of $706,561,619.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 PRINCIPAL FINANCIAL GROUP INC 11,494 275,000 0.04%
102 GSA CAPITAL PARTNERS LLP 11,234 269,000 0.04%
103 SHELTON CAPITAL MANAGEMENT 11,200 268,000 0.04%
104 WFG Advisors, LP 11,027 264,000 0.04%
105 ROYAL BANK OF CANADA 11,024 264,000 0.04%
106 NORTH POINT PORTFOLIO MANAGERS CORP/OH 10,800 259,000 0.04%
107 CAPITAL FUND MANAGEMENT S.A. 10,578 253,000 0.04%
108 Gotham Asset Management, LLC 10,541 252,000 0.04%
109 BNP PARIBAS FINANCIAL MARKETS 10,901 245,273 0.03%
110 CHEMICAL BANK 10,000 239,000 0.03%
111 OLD NATIONAL BANCORP /IN/ 9,905 237,000 0.03%
112 FDx Advisors, Inc. 9,905 237,000 0.03%
113 TUDOR INVESTMENT CORP ET AL 9,081 217,000 0.03%
114 KMS FINANCIAL SERVICES, INC 8,580 205,000 0.03%
115 Creative Planning 8,112 194,000 0.03%
116 BLACKHILL CAPITAL INC 7,600 182,000 0.03%
117 PNC FINANCIAL SERVICES GROUP, INC. 7,160 172,000 0.02%
118 US BANCORP \DE\ 6,624 158,000 0.02%
119 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 4,316 103,000 0.01%
120 Hexavest Inc. 3,500 84,000 0.01%
121 Quantbot Technologies LP 3,200 76,000 0.01%
122 1919 Investment Counsel, LLC 2,930 71,000 0.01%
123 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,509 60,000 0.01%
124 Pinnacle Summer Investments, Inc. 2,602 58,000 0.01%
125 CANADA LIFE ASSURANCE Co 1,813 43,000 0.01%
126 TEACHER RETIREMENT SYSTEM OF TEXAS 1,762 42,000 0.01%
127 SYNOVUS FINANCIAL CORP 1,200 29,000 0.00%
128 FIFTH THIRD BANCORP 1,000 24,000 0.00%
129 CITY HOLDING CO 1,000 24,000 0.00%
130 HABERER REGISTERED INVESTMENT ADVISOR INC 1,000 24,000 0.00% SH
131 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 784 19,000 0.00%
132 Regal Investment Advisors LLC 610 15,000 0.00%
133 UBS AG 600 14,000 0.00% Call
134 MSI Financial Services Inc 600 14,000 0.00%
135 PRIVATE TRUST CO NA 552 13,000 0.00%
136 AMERIPRISE FINANCIAL INC 530 13,000 0.00%
137 CENTRAL TRUST Co 385 9,000 0.00%
138 CARDEROCK CAPITAL MANAGEMENT INC 362 9,000 0.00%
139 PEAK6 Group LLC 300 7,000 0.00% Put
140 Apriem Advisors 300 7,000 0.00%
141 Crosspoint Capital Strategies, LLC 231 6,000 0.00%
142 PIEDMONT INVESTMENT ADVISORS INC 108 2,585 0.00%
143 TOCQUEVILLE ASSET MANAGEMENT L.P. 80 2,000 0.00%
144 UBS AG 100 2,000 0.00% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.