Dark
Light
System
Security
Capstone Turbine
Capstone Turbine . Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 126 Institutional holders with a total value of $278,502,121.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PLATINUM INVESTMENT MANAGEMENT LTD 17,089,489 36,400,000 13.07%
2 GILDER GAGNON HOWE & CO LLC 16,902,998 36,003,000 12.93%
3 VANGUARD GROUP INC 9,630,531 20,513,000 7.37%
4 BlackRock Institutional Trust Company, N.A. 9,173,397 19,539,000 7.02%
5 BlackRock Fund Advisors 8,504,238 18,114,000 6.50%
6 WELLINGTON MANAGEMENT GROUP LLP 7,465,550 15,902,000 5.71%
7 ROYCE & ASSOCIATES LP 5,700,000 12,141,000 4.36%
8 MACKENZIE FINANCIAL CORP 5,355,800 11,408,000 4.10%
9 STATE STREET CORP 4,994,502 10,638,000 3.82%
10 NORTHERN TRUST CORP 3,988,174 8,495,000 3.05%
11 LORD, ABBETT & CO. LLC 3,805,436 8,106,000 2.91%
12 GEODE CAPITAL MANAGEMENT, LLC 2,225,429 4,740,000 1.70%
13 Bodri Capital Management, LLC 1,749,901 3,727,000 1.34%
14 CANADA LIFE ASSURANCE Co 1,752,400 3,715,000 1.33%
15 GOLDMAN SACHS GROUP INC 1,739,900 3,706,000 1.33%
16 Bank of New York Mellon Corp 1,732,560 3,690,000 1.32%
17 Cupps Capital Management, LLC 1,522,296 3,242,000 1.16%
18 ESSEX INVESTMENT MANAGEMENT CO LLC 1,437,025 3,061,000 1.10%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 1,180,542 2,515,000 0.90%
20 DRIEHAUS CAPITAL MANAGEMENT LLC 1,132,750 2,413,000 0.87%
21 Adirondack Research & Management Inc. 1,098,041 2,339,000 0.84%
22 MILLER HOWARD INVESTMENTS INC /NY 1,084,336 2,310,000 0.83%
23 FIRST TRUST ADVISORS LP 971,129 2,069,000 0.74%
24 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 928,019 1,995,000 0.72%
25 Teton Advisors, Inc. 925,100 1,970,000 0.71%
26 RICE HALL JAMES & ASSOCIATES, LLC 907,036 1,932,000 0.69%
27 Robert W. Baird & Co. Inc 882,641 1,880,000 0.68%
28 BlackRock Investment Management, LLC 844,123 1,798,000 0.65%
29 MORGAN STANLEY 829,863 1,767,000 0.63%
30 Informed Momentum Co LLC 754,550 1,607,000 0.58%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 752,241 1,603,000 0.58%
32 MILLENNIUM MANAGEMENT LLC 632,397 1,347,000 0.48%
33 CITADEL ADVISORS LLC 619,589 1,320,000 0.47%
34 GAM Holding AG 603,016 1,284,000 0.46%
35 DELTA LLOYD NV 600,000 1,278,000 0.46%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 553,518 1,179,000 0.42%
37 RUSSELL FRANK CO/ 509,195 1,084,000 0.39%
38 TEACHERS ADVISORS, LLC 496,976 1,059,000 0.38%
39 FIRST MERCANTILE TRUST CO 460,447 981,000 0.35%
40 Invesco Ltd. 416,945 888,000 0.32%
41 Geduld E E 400,000 852,000 0.31%
42 BlackRock Group LTD 380,262 810,000 0.29%
43 Virtu KCG Holdings LLC 363,801 775,000 0.28%
44 Swiss National Bank 331,700 707,000 0.25%
45 BHF Kleinwort Benson Group S.A. 330,000 703,000 0.25%
46 VOYA INVESTMENT MANAGEMENT LLC 320,713 683,000 0.25%
47 ProShare Advisors LLC 308,370 657,000 0.24%
48 Seamans Capital Management, LLC 288,400 614,000 0.22%
49 BANK OF AMERICA CORP /DE/ 280,116 596,000 0.21%
50 RHUMBLINE ADVISERS 261,275 557,000 0.20%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.