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Capstone Turbine
Capstone Turbine . Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 115 Institutional holders with a total value of $76,998,460.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 14,752,961 10,907,000 14.17%
2 PLATINUM INVESTMENT MANAGEMENT LTD 14,647,816 10,829,000 14.06%
3 VANGUARD GROUP INC 10,470,693 7,741,000 10.05%
4 BlackRock Institutional Trust Company, N.A. 10,003,857 7,396,000 9.61%
5 BlackRock Fund Advisors 9,637,568 7,125,000 9.25%
6 MACKENZIE FINANCIAL CORP 5,598,500 4,143,000 5.38%
7 STATE STREET CORP 5,027,694 3,716,000 4.83%
8 NORTHERN TRUST CORP 3,571,038 2,639,000 3.43%
9 ROYCE & ASSOCIATES LP 3,485,000 2,576,000 3.35%
10 BTG Pactual Global Asset Management Ltd 2,549,350 1,884,000 2.45%
11 GEODE CAPITAL MANAGEMENT, LLC 2,373,477 1,754,000 2.28%
12 CANADA LIFE ASSURANCE Co 1,907,325 1,412,000 1.83%
13 Bank of New York Mellon Corp 1,550,050 1,145,000 1.49%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,438,200 935,000 1.21%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 1,215,270 898,000 1.17%
16 BlackRock Investment Management, LLC 956,241 707,000 0.92%
17 Granite Investment Partners, LLC 951,958 703,000 0.91%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 828,151 613,000 0.80%
19 BlackRock Group LTD 817,146 604,000 0.78%
20 FIRST TRUST ADVISORS LP 655,487 485,000 0.63%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 609,658 451,000 0.59%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 581,857 430,000 0.56%
23 ESSEX INVESTMENT MANAGEMENT CO LLC 546,619 404,000 0.52%
24 Adirondack Research & Management Inc. 518,861 384,000 0.50%
25 TEACHERS ADVISORS, LLC 486,096 359,000 0.47%
26 UBS Group AG 474,648 351,000 0.46%
27 BANK OF AMERICA CORP /DE/ 466,401 345,000 0.45%
28 SIGNIA CAPITAL MANAGEMENT LLC 388,723 287,000 0.37%
29 BHF Kleinwort Benson Group S.A. 385,000 285,000 0.37%
30 Teton Advisors, Inc. 353,000 261,000 0.34%
31 Swiss National Bank 347,700 257,000 0.33%
32 GOLDMAN SACHS GROUP INC 321,881 238,000 0.31%
33 ARDSLEY ADVISORY PARTNERS LP 303,943 225,000 0.29%
34 VOYA INVESTMENT MANAGEMENT LLC 292,618 216,000 0.28%
35 RHUMBLINE ADVISERS 264,620 196,000 0.25%
36 MILLER HOWARD INVESTMENTS INC /NY 263,569 195,000 0.25%
37 KLCM Advisors, Inc. 260,008 192,000 0.25%
38 METROPOLITAN LIFE INSURANCE CO/NY 259,330 192,000 0.25%
39 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 256,225 189,000 0.25%
40 Nationwide Fund Advisors 250,187 185,000 0.24%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 219,250 162,000 0.21%
42 AMERICAN INTERNATIONAL GROUP, INC. 210,757 155,812 0.20%
43 Invesco Ltd. 204,916 151,000 0.20%
44 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 200,000 148,000 0.19%
45 SG Americas Securities, LLC 200,595 148,000 0.19%
46 CREDIT SUISSE AG/ 197,034 145,000 0.19%
47 BLACKROCK ADVISORS LLC 193,012 143,000 0.19%
48 MORGAN STANLEY 179,281 132,000 0.17%
49 LUMINUS MANAGEMENT LLC 158,955 118,000 0.15%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 150,715 112,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.