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CIFC LLC
CIFC LLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 34 Institutional holders with a total value of $16,995,228.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Harvest Capital Strategies LLC 583,872 4,829,000 28.41%
2 Gator Capital Management, LLC 293,061 2,432,000 14.31%
3 RAFFLES ASSOCIATES LP 289,516 2,394,000 14.09%
4 WELLS FARGO & COMPANY/MN 237,127 1,960,000 11.53%
5 BlackRock Fund Advisors 171,450 1,418,000 8.34%
6 VANGUARD GROUP INC 115,099 952,000 5.60%
7 STATE STREET CORP 80,472 664,000 3.91%
8 BlackRock Institutional Trust Company, N.A. 58,739 486,000 2.86%
9 NORTHERN TRUST CORP 49,334 407,000 2.39%
10 TIAA CREF INVESTMENT MANAGEMENT LLC 26,115 216,000 1.27%
11 Bank of New York Mellon Corp 25,403 210,000 1.24%
12 BlackRock Investment Management, LLC 18,908 156,000 0.92%
13 MILLENNIUM MANAGEMENT LLC 15,278 126,000 0.74%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 13,100 114,000 0.67%
15 GEODE CAPITAL MANAGEMENT, LLC 13,332 110,000 0.65%
16 SEGALL BRYANT & HAMILL, LLC 12,590 104,000 0.61%
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 12,194 101,000 0.59%
18 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 11,101 92,000 0.54%
19 TEACHERS ADVISORS, LLC 7,250 60,000 0.35%
20 Nationwide Fund Advisors 4,272 35,000 0.21%
21 AMERICAN INTERNATIONAL GROUP, INC. 3,776 31,228 0.18%
22 MORGAN STANLEY 3,553 29,000 0.17%
23 BLACKROCK ADVISORS LLC 2,412 20,000 0.12%
24 UBS Group AG 2,087 17,000 0.10%
25 CITIGROUP INC 2,073 16,000 0.09%
26 ALLIANCEBERNSTEIN L.P. 900 7,000 0.04%
27 Tower Research Capital LLC (TRC) 472 4,000 0.02%
28 BARCLAYS PLC 342 3,000 0.02%
29 DEUTSCHE BANK AG\ 341 2,000 0.01%
30 ROYAL BANK OF CANADA 7 0 0.00%
31 BANK OF MONTREAL /CAN/ 33 0 0.00%
32 Barrett Asset Management, LLC 40 0 0.00%
33 Creative Planning 50 0 0.00%
34 BANK OF AMERICA CORP /DE/ 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.