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CIFC LLC
CIFC LLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 23 Institutional holders with a total value of $10,850,340.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAFFLES ASSOCIATES LP 459,246 5,130,000 47.28%
2 WELLS FARGO & COMPANY/MN 390,053 4,356,000 40.15%
3 HIGHLAND CAPITAL MANAGEMENT LP 33,500 374,000 3.45%
4 Moab Capital Partners LLC 16,037 179,000 1.65%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 13,100 146,000 1.35%
6 Benchmark Capital Advisors 12,640 141,000 1.30%
7 SEGALL BRYANT & HAMILL, LLC 12,000 134,000 1.23%
8 Telemetry Investments, L.L.C. 10,302 115,000 1.06%
9 Kassirer Asset Management Corp 10,000 112,000 1.03%
10 PANAGORA ASSET MANAGEMENT INC 3,492 39,000 0.36%
11 JPMORGAN CHASE & CO 3,399 38,000 0.35%
12 PRELUDE CAPITAL MANAGEMENT, LLC 2,617 29,000 0.27%
13 FIRST NEW YORK SECURITIES LLC /NY 2,000 22,340 0.21%
14 MORGAN STANLEY 792 8,000 0.07%
15 BlackRock Finance, Inc. 614 7,000 0.06%
16 Tower Research Capital LLC (TRC) 604 6,000 0.06%
17 BANK OF AMERICA CORP /DE/ 551 6,000 0.06%
18 UBS Group AG 500 6,000 0.06%
19 Creative Planning 82 1,000 0.01%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 130 1,000 0.01%
21 Chicago Partners Investment Group LLC 8 0 0.00%
22 BANK OF MONTREAL /CAN/ 6 0 0.00%
23 LEBENTHAL ASSET MANAGEMENT, LLC 40 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.