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CIFC LLC
CIFC LLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 24 Institutional holders with a total value of $7,197,540.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAFFLES ASSOCIATES LP 510,532 3,625,000 50.36%
2 WELLS FARGO & COMPANY/MN 390,066 2,769,000 38.47%
3 Harvest Capital Strategies LLC 23,429 166,000 2.31%
4 GOLDMAN SACHS GROUP INC 22,805 162,000 2.25%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,301 94,000 1.31%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 13,100 93,000 1.29%
7 Benchmark Capital Advisors 11,970 85,000 1.18%
8 SEGALL BRYANT & HAMILL, LLC 12,000 85,000 1.18%
9 UBS Group AG 7,118 51,000 0.71%
10 BANK OF AMERICA CORP /DE/ 5,365 38,000 0.53%
11 Tower Research Capital LLC (TRC) 1,861 13,000 0.18%
12 FIFTH THIRD BANCORP 725 5,000 0.07%
13 DEUTSCHE BANK AG\ 643 4,000 0.06%
14 BlackRock Finance, Inc. 614 4,000 0.06%
15 Creative Planning 82 1,000 0.01%
16 Walleye Trading LLC 200 1,000 0.01%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 130 1,000 0.01%
18 BNP PARIBAS FINANCIAL MARKETS 76 540 0.01%
19 IFP ADVISORS, INC 6 0 0.00%
20 BANK OF MONTREAL /CAN/ 39 0 0.00%
21 MORGAN STANLEY 42 0 0.00%
22 PIERSHALE FINANCIAL GROUP, INC. 30 0 0.00%
23 Chicago Partners Investment Group LLC 8 0 0.00%
24 CITIGROUP INC 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.