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CIFC LLC
CIFC LLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $6,431,599.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 389,719 2,175,000 33.82%
2 RAFFLES ASSOCIATES LP 369,516 2,062,000 32.06%
3 Gator Capital Management, LLC 126,586 706,000 10.98%
4 NORTHERN TRUST CORP 44,289 247,000 3.84%
5 BANK OF AMERICA CORP /DE/ 31,038 173,000 2.69%
6 VANGUARD GROUP INC 31,116 173,000 2.69%
7 Alpine Global Management, LLC 30,305 169,000 2.63%
8 BlueCrest Capital Management Ltd 22,633 126,000 1.96%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,192 90,000 1.40%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 13,100 73,000 1.14%
11 GOLDMAN SACHS GROUP INC 12,554 70,000 1.09%
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 12,194 69,000 1.07%
13 RHUMBLINE ADVISERS 12,075 67,000 1.04%
14 SEGALL BRYANT & HAMILL, LLC 11,000 61,000 0.95%
15 DEUTSCHE BANK AG\ 8,081 44,000 0.68%
16 NEW YORK STATE COMMON RETIREMENT FUND 5,600 31,000 0.48%
17 MORGAN STANLEY 4,167 24,000 0.37%
18 AMERICAN INTERNATIONAL GROUP, INC. 3,546 20,000 0.31%
19 Nationwide Fund Advisors 2,612 15,000 0.23%
20 UBS Group AG 2,477 14,000 0.22%
21 CITIGROUP INC 1,273 7,000 0.11%
22 FIFTH THIRD BANCORP 725 4,000 0.06%
23 Tower Research Capital LLC (TRC) 669 4,000 0.06%
24 BNP PARIBAS FINANCIAL MARKETS 645 3,599 0.06%
25 BlackRock Finance, Inc. 614 3,000 0.05%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 130 1,000 0.02%
27 Chicago Partners Investment Group LLC 8 0 0.00%
28 PIERSHALE FINANCIAL GROUP, INC. 30 0 0.00%
29 Creative Planning 82 0 0.00%
30 BlackRock Fund Advisors 18 0 0.00%
31 BANK OF MONTREAL /CAN/ 39 0 0.00%
32 IFP ADVISORS, INC 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.