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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 79 Institutional holders with a total value of $224,238,815.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 22 993 0.00%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 53 2,000 0.00%
3 FIFTH THIRD BANCORP 60 3,000 0.00%
4 WFG Advisors, LP 74 3,000 0.00%
5 Regal Investment Advisors LLC 63 3,000 0.00%
6 MCF Advisors LLC 153 7,000 0.00%
7 DEUTSCHE BANK AG\ 200 9,000 0.00%
8 WESTPORT RESOURCES MANAGEMENT INC 300 14,000 0.01%
9 Transamerica Financial Advisors, LLC 331 15,000 0.01%
10 OPTIMUM INVESTMENT ADVISORS 481 22,000 0.01%
11 B. Riley Wealth Management, Inc. 615 27,000 0.01%
12 PNC FINANCIAL SERVICES GROUP, INC. 624 28,000 0.01%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 931 42,000 0.02%
14 Ground Swell Capital, LLC 1,017 46,000 0.02%
15 NEXT Financial Group, Inc 1,118 50,000 0.02%
16 DUNCKER STREETT & CO INC 1,350 61,000 0.03%
17 GLENMEDE TRUST CO NA 1,400 63,000 0.03%
18 MSI Financial Services Inc 1,430 65,000 0.03%
19 BANK OF MONTREAL /CAN/ 1,630 74,000 0.03%
20 First Horizon Advisors, Inc. 2,590 117,000 0.05%
21 Creative Planning 4,000 180,000 0.08%
22 ENVESTNET ASSET MANAGEMENT INC 4,498 203,000 0.09%
23 HL FINANCIAL SERVICES LLC 4,859 219,000 0.10%
24 Yellowstone Partners, LLC 5,000 226,000 0.10%
25 BLB&B Advisors, LLC 5,307 239,000 0.11%
26 ADVISORY RESEARCH INC 6,079 274,000 0.12%
27 NEW ENGLAND SECURITIES CORP /MA/ 6,318 285,000 0.13%
28 Arete Wealth Advisors, LLC 7,144 322,000 0.14%
29 Cetera Advisor Networks LLC 7,269 332,000 0.15%
30 BURNS J W & CO INC/NY 8,090 365,000 0.16%
31 REGIONS FINANCIAL CORP 9,200 415,000 0.19%
32 Cambridge Investment Research Advisors, Inc. 9,566 432,000 0.19%
33 Occidental Asset Management, LLC 9,600 433,000 0.19%
34 GREAT LAKES ADVISORS, LLC 9,601 433,000 0.19%
35 MARINER INDEPENDENT ADVISOR NETWORK, LLC 14,060 481,477 0.21%
36 INVESTMENT CENTERS OF AMERICA INC 11,027 496,000 0.22%
37 BECK CAPITAL MANAGEMENT, LLC 11,385 499,000 0.22%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,500 519,000 0.23% Put
39 OPPENHEIMER & CO INC 11,651 526,000 0.23%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,944 629,000 0.28%
41 Janney Montgomery Scott LLC 14,067 634,703 0.28%
42 AMERIPRISE FINANCIAL INC 14,723 664,000 0.30%
43 NTV ASSET MANAGEMENT LLC 19,750 891,000 0.40%
44 SUNTRUST BANKS INC 28,391 1,280,000 0.57%
45 PEDDOCK CAPITAL ADVISORS, LLC 30,848 1,392,000 0.62%
46 Concert Wealth Management Inc. 32,162 1,454,000 0.65%
47 Phocas Financial Corp. 33,133 1,495,000 0.67% SH
48 Virtu KCG Holdings LLC 33,383 1,506,000 0.67%
49 VSR Financial Services, Inc. 36,790 1,660,000 0.74%
50 RAYMOND JAMES & ASSOCIATES 38,168 1,722,000 0.77%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.