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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 47 Institutional holders with a total value of $74,147,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 401,934 18,457,000 24.89%
2 BANK OF AMERICA CORP /DE/ 145,534 6,683,000 9.01%
3 Chicago Partners Investment Group LLC 136,368 6,262,000 8.45%
4 WESCAP MANAGEMENT GROUP, INC. 132,845 6,100,000 8.23%
5 MORGAN STANLEY 119,423 5,484,000 7.40%
6 Orion Porfolio Solutions, LLC 111,000 5,097,000 6.87%
7 BB&T SECURITIES, LLC 52,411 2,406,000 3.24%
8 ROYAL BANK OF CANADA 49,873 2,291,000 3.09%
9 BRINKER CAPITAL INC 47,044 2,160,000 2.91%
10 NORTHERN CAPITAL MANAGEMENT LLC 45,980 2,111,000 2.85%
11 UBS Group AG 42,755 1,964,000 2.65%
12 Financial Architects, Inc 40,953 1,881,000 2.54%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,360 1,532,000 2.07%
14 Phocas Financial Corp. 29,316 1,346,000 1.82% SH
15 Concert Wealth Management Inc. 27,682 1,197,000 1.61%
16 LPL Financial LLC 25,963 1,177,000 1.59%
17 Occidental Asset Management, LLC 24,257 1,114,000 1.50%
18 SG Americas Securities, LLC 23,651 1,086,000 1.46%
19 ADVISORY RESEARCH INC 18,579 853,000 1.15%
20 CITADEL ADVISORS LLC 16,588 762,000 1.03%
21 Peak Asset Management, LLC 15,375 706,000 0.95%
22 APPLETON PARTNERS INC/MA 10,738 493,000 0.66%
23 Virtu KCG Holdings LLC 9,262 425,000 0.57%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,787 403,000 0.54%
25 MARINER INDEPENDENT ADVISOR NETWORK, LLC 8,586 394,000 0.53%
26 RAYMOND JAMES & ASSOCIATES 6,712 308,000 0.42%
27 JANE STREET GROUP, LLC 6,625 304,000 0.41%
28 Cambridge Investment Research Advisors, Inc. 6,492 298,000 0.40%
29 AVEO CAPITAL PARTNERS, LLC 5,418 249,000 0.34%
30 TWO SIGMA SECURITIES, LLC 4,765 219,000 0.30%
31 CITIGROUP INC 2,610 120,000 0.16%
32 Patten Group, Inc. 1,085 50,000 0.07%
33 ADVISOR GROUP, INC. 850 39,000 0.05%
34 PNC FINANCIAL SERVICES GROUP, INC. 624 28,000 0.04%
35 FIFTH THIRD BANCORP 534 25,000 0.03%
36 Gradient Investments LLC 500 23,000 0.03%
37 IFP ADVISORS, INC 450 21,000 0.03%
38 WFG Advisors, LP 344 16,000 0.02%
39 DUNCKER STREETT & CO INC 300 14,000 0.02%
40 Tower Research Capital LLC (TRC) 300 14,000 0.02%
41 US BANCORP \DE\ 250 11,000 0.01%
42 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 9,000 0.01%
43 MCF Advisors LLC 153 7,000 0.01%
44 MOSAIC FAMILY WEALTH, LLC 130 6,000 0.01%
45 BENJAMIN F. EDWARDS & COMPANY, INC. 53 2,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%
47 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.