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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 6 Institutional holders with a total value of $4,981,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DENVER INVESTMENT ADVISORS LLC 111,893 3,190,000 64.04%
2 ROYAL BANK OF CANADA 39,662 1,131,000 22.71%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,559 643,000 12.91%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 529 15,000 0.30%
5 Gradient Investments LLC 69 2,000 0.04%
6 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.