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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 12 Institutional holders with a total value of $7,361,831.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DENVER INVESTMENT ADVISORS LLC 198,524 5,735,000 77.90%
2 Virtu KCG Holdings LLC 19,462 562,000 7.63%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,273 470,000 6.38%
4 SNOWDEN CAPITAL ADVISORS LLC 8,822 254,831 3.46%
5 AFFINITY WEALTH MANAGEMENT LLC 7,160 207,000 2.81%
6 UBS Group AG 2,475 71,000 0.96%
7 Gradient Investments LLC 624 18,000 0.24%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 625 18,000 0.24%
9 MSI Financial Services Inc 449 13,000 0.18%
10 BANK OF AMERICA CORP /DE/ 413 12,000 0.16%
11 ADVISOR GROUP, INC. 50 1,000 0.01%
12 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.