Dark
Light
System
Security
ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 9 Institutional holders with a total value of $5,990,598.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DENVER INVESTMENT ADVISORS LLC 199,508 5,393,000 90.02%
2 SNOWDEN CAPITAL ADVISORS LLC 10,710 289,598 4.83%
3 LPL Financial LLC 8,898 239,000 3.99%
4 UBS Group AG 1,374 37,000 0.62%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 506 14,000 0.23%
6 MSI Financial Services Inc 449 12,000 0.20%
7 BANK OF AMERICA CORP /DE/ 195 5,000 0.08%
8 AMERICAN INTERNATIONAL GROUP, INC. 50 1,000 0.02%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.