Dark
Light
System
Security
ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 7 Institutional holders with a total value of $5,417,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DENVER INVESTMENT ADVISORS LLC 175,608 4,725,000 87.23%
2 Virtu KCG Holdings LLC 14,528 391,000 7.22%
3 LPL Financial LLC 10,978 289,000 5.34%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 408 11,000 0.20%
5 AMERICAN INTERNATIONAL GROUP, INC. 50 1,000 0.02%
6 Parallax Volatility Advisers, L.P. 1 0 0.00%
7 ROYAL BANK OF CANADA 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.