| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 47,209 | 1,393,000 | 36.23% | ||
| 2 | ROYAL BANK OF CANADA | 30,163 | 890,000 | 23.15% | ||
| 3 | Efficient Advisors, LLC | 29,042 | 857,000 | 22.29% | ||
| 4 | LPL Financial LLC | 13,005 | 378,000 | 9.83% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,606 | 254,000 | 6.61% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 2,340 | 69,053 | 1.80% | ||
| 7 | MSI Financial Services Inc | 149 | 4,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
