| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 108,458 | 3,165,000 | 37.36% | ||
| 2 | Efficient Advisors, LLC | 103,936 | 3,033,000 | 35.80% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 34,753 | 1,014,000 | 11.97% | ||
| 4 | HRT FINANCIAL LP | 20,844 | 608,000 | 7.18% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,143 | 413,000 | 4.88% | ||
| 6 | NEXT Financial Group, Inc | 3,300 | 96,000 | 1.13% | ||
| 7 | ENVESTNET ASSET MANAGEMENT INC | 2,356 | 69,000 | 0.81% | ||
| 8 | ROYAL BANK OF CANADA | 1,340 | 39,000 | 0.46% | ||
| 9 | UBS Group AG | 1,071 | 31,000 | 0.37% | ||
| 10 | MSI Financial Services Inc | 94 | 3,000 | 0.04% | ||
| 11 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
