| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Efficient Advisors, LLC | 130,327 | 3,860,000 | 47.58% | ||
| 2 | ASSETMARK, INC | 82,778 | 2,452,000 | 30.23% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,291 | 542,000 | 6.68% | ||
| 4 | LPL Financial LLC | 15,638 | 450,000 | 5.55% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,872 | 322,000 | 3.97% | ||
| 6 | HRT FINANCIAL LP | 8,181 | 242,000 | 2.98% | ||
| 7 | NEXT Financial Group, Inc | 3,300 | 97,000 | 1.20% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 2,356 | 70,000 | 0.86% | ||
| 9 | ROYAL BANK OF CANADA | 1,922 | 57,000 | 0.70% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 580 | 17,000 | 0.21% | ||
| 11 | Tower Research Capital LLC (TRC) | 100 | 3,000 | 0.04% | ||
| 12 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
