| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 86,641 | 2,825,000 | 43.58% | ||
| 2 | Efficient Advisors, LLC | 54,336 | 1,772,000 | 27.33% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,168 | 755,000 | 11.65% | ||
| 4 | ROYAL BANK OF CANADA | 10,821 | 353,000 | 5.45% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,520 | 343,000 | 5.29% | ||
| 6 | LPL Financial LLC | 6,888 | 224,000 | 3.46% | ||
| 7 | NEXT Financial Group, Inc | 3,300 | 107,000 | 1.65% | ||
| 8 | UBS Group AG | 1,102 | 36,000 | 0.56% | ||
| 9 | STANCORP INVESTMENT ADVISERS INC | 1,057 | 34,000 | 0.52% | ||
| 10 | Genesis Wealth Advisors, LLC | 950 | 30,912 | 0.48% | ||
| 11 | MSI Financial Services Inc | 94 | 3,000 | 0.05% | ||
| 12 | Tower Research Capital LLC (TRC) | 2 | 0 | 0.00% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
