| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | COWEN INC. | 1,658,200 | 40,377,000 | 17.45% | ||
| 2 | CITIGROUP INC | 879,476 | 21,415,000 | 9.25% | ||
| 3 | DRW Securities, LLC | 797,326 | 19,415,000 | 8.39% | ||
| 4 | Virtu Financial LLC | 704,542 | 17,156,000 | 7.41% | ||
| 5 | LPL Financial LLC | 567,314 | 15,539,000 | 6.71% | ||
| 6 | BNP PARIBAS FINANCIAL MARKETS | 565,100 | 13,760,185 | 5.95% | ||
| 7 | Hound Partners, LLC | 540,392 | 13,159,000 | 5.69% | ||
| 8 | CREDIT SUISSE AG/ | 401,349 | 9,772,000 | 4.22% | ||
| 9 | Stonehage Fleming Financial Services Holdings Ltd | 337,760 | 8,224,000 | 3.55% | ||
| 10 | J. Goldman & Co LP | 310,150 | 7,552,000 | 3.26% | ||
| 11 | LAZARD ASSET MANAGEMENT LLC | 263,120 | 6,406,000 | 2.77% | ||
| 12 | MORGAN STANLEY | 220,600 | 5,372,000 | 2.32% | ||
| 13 | COMMONWEALTH OPPORTUNITY CAPITAL GP LLC | 212,000 | 5,162,000 | 2.23% | ||
| 14 | JANE STREET GROUP, LLC | 209,656 | 5,105,000 | 2.21% | ||
| 15 | OAKTREE CAPITAL MANAGEMENT LP | 200,000 | 4,870,000 | 2.10% | ||
| 16 | Clark Capital Management Group, Inc. | 153,390 | 3,735,000 | 1.61% | ||
| 17 | VALENTINE VENTURES LLC | 98,420 | 3,693,000 | 1.60% | ||
| 18 | Fore Research & Management, LP | 140,000 | 3,409,000 | 1.47% | ||
| 19 | MILLENNIUM MANAGEMENT LLC | 110,364 | 2,687,000 | 1.16% | ||
| 20 | BARCLAYS PLC | 85,301 | 2,047,000 | 0.88% | ||
| 21 | Private Advisor Group, LLC | 80,624 | 1,963,000 | 0.85% | ||
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 76,623 | 1,866,000 | 0.81% | ||
| 23 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 66,000 | 1,607,000 | 0.69% | ||
| 24 | Weiss Multi-Strategy Advisers LLC | 55,000 | 1,339,000 | 0.58% | ||
| 25 | MARATHON ASSET MANAGEMENT LP | 50,000 | 1,218,000 | 0.53% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 48,813 | 1,188,000 | 0.51% | ||
| 27 | PERCEPTIVE ADVISORS LLC | 46,500 | 1,132,000 | 0.49% | ||
| 28 | TOEWS CORP /ADV | 45,369 | 1,105,000 | 0.48% | ||
| 29 | Allianz Asset Management GmbH | 40,000 | 974,000 | 0.42% | ||
| 30 | Stratos Wealth Partners, LTD. | 36,831 | 897,000 | 0.39% | ||
| 31 | MOORE CAPITAL MANAGEMENT, LP | 27,600 | 672,000 | 0.29% | ||
| 32 | Private Wealth Partners, LLC | 26,000 | 633,000 | 0.27% | ||
| 33 | CMT TRADING LLC | 21,191 | 516,000 | 0.22% | ||
| 34 | EDMOND DE ROTHSCHILD HOLDING S.A. | 17,884 | 435,000 | 0.19% | ||
| 35 | Granite Point Capital Management, L.P. | 17,000 | 414,000 | 0.18% | ||
| 36 | Creative Planning | 16,900 | 412,000 | 0.18% | ||
| 37 | GOLDMAN SACHS GROUP INC | 16,405 | 399,000 | 0.17% | ||
| 38 | TWO SIGMA SECURITIES, LLC | 16,120 | 393,000 | 0.17% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 15,589 | 380,000 | 0.16% | ||
| 40 | Ionic Capital Management LLC | 15,504 | 378,000 | 0.16% | ||
| 41 | SG Americas Securities, LLC | 15,544 | 378,000 | 0.16% | ||
| 42 | INTRUST BANK NA | 15,340 | 374,000 | 0.16% | ||
| 43 | FINANCIAL ENHANCEMENT GROUP LLC | 15,162 | 369,000 | 0.16% | ||
| 44 | Trellus Management Company, LLC | 15,100 | 368,000 | 0.16% | ||
| 45 | Quinn Opportunity Partners LLC | 13,000 | 317,000 | 0.14% | ||
| 46 | Evanson Asset Management, LLC | 12,500 | 304,000 | 0.13% | ||
| 47 | BOKF, NA | 11,040 | 269,000 | 0.12% | ||
| 48 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 10,492 | 255,000 | 0.11% | ||
| 49 | KSA CAPITAL MANAGEMENT, LLC | 10,000 | 244,000 | 0.11% | ||
| 50 | RBF Capital, LLC | 10,000 | 244,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
